For some good general notes on designing spacecraft in general, read Rick Robinson's Rocketpunk Manifesto essay on Spaceship Design 101. Also worth reading are Rick's essays on constructing things in space and the price of a spaceship.
For some good general notes on making a fusion powered spacecraft, you might want to read Application of Recommended Design Practices for Conceptual Nuclear Fusion Space Propulsion Systems. There are also some nice examples on the Realistic Designs page.
For less scientifically accurate spacecraft design the Constant Variantions blog has a nice article on historical trends in science fiction spacecraft design.
Everything about fundamental spacecraft design revolves around the Tsiolkovsky rocket equation.
Δv = Ve * ln[R]
The variables are the velocity change required by the mission (Δv or delta-V), the propulsion system's exhaust velocity (Ve), and the spacecraft's mass ratio (R). Remember the mass ratio is the spacecraft's wet mass (mass fully loaded with propellant) divided by the dry mass (mass with empty propellant tanks).
The point is you want as high a delta-V as you can possibly get. The higher the delta-V, the more types of missions the spacecraft will be able to perform. If the delta-V is too low the spacecraft will not be able to perform any useful missions at all.
Looking at the equation, the two obvious ways of increasing the delta-V is to increase the exhaust velocity or increase the mass ratio. Or both. Turns out there are two more sneaky ways of dealing with the problem which we will get to in a moment.
Historically, the first approach has been increasing the exhaust velocity by inventing more and more powerful rocket engines. Unfortunately for the anti-nuclear people, chemical propulsion exhaust velocity has pretty much hit the theoretical maximum. The only way to increase exhaust velocity is by using rockets powered by nuclear energy or by power sources even more frightful and ecologically unsound. And you ain't gonna be able to run a large thrust ion-drive with solar cells.
The second approach is increasing the mass ratio by reducing the spacecraft's dry mass. This is the source of the rule below Every Gram Counts. Remember that the dry mass includes a spacecraft's structure, propellant tankage, lifesystem, crewmembers, consumables (food, water, and air), hydroponics tanks, cargo, atomic missiles, toilet paper, clothing, space suits, dental floss, kitty litter for the ship's cat, the ship's cat itself, and other ship systems. Everything that is not propellant, in other words. All of it will have to be trimmed.
To reduce dry mass: use lightweight titanium instead of heavy steel, shave all structural members as thin as possible while also using lightening holes, make the propellant tanks little more than foil balloons, use inflatable structures, make the floors open mesh gratings instead of solid sheets, hire short and skinny astronauts, use life support systems that recycle, impose draconian limits on the mass each crewperson is allowed for personal items, and so on. Other tricks include using Beamed Power so that the spacecraft does not carry the mass of an on-board power plant, and avoiding the mass of a habitat module by hitching a ride on an Aldrin Cycler. Finally the effective mass ratio can be increased by multi-staging but that should be reserved for when you are really desperate.
The third approach is trying to reduce the delta-V required by the mission. Use Hohmann minimum energy orbits. If the destination planet has an atmosphere, use aerobraking instead of delta-V. Get more delta-V for free by exploiting the Oberth Effect, that is, do your burns while very close to a planet. Instead of paying delta-V for shifting the spacecraft's trajectory or velocity, use gravitational slingshots. NASA uses all of these techniques heavily.
The fourth and most extreme approach is to cheat the equation itself, to make the entire equation not relevant to the spacecraft. The equation assumes that the spacecraft is carrying all the propellant needed for the mission, this can be bent several ways. Use Sail Propulsion which does not use propellant at all. Use propellant depots and in-situ resource utilization to refuel in mid-mission. The extreme case of ISRU is the Bussard Ramjet which scoops up propellant from the thin interstellar medium, but that only works past the speed of 1% lightspeed or so.
In our Polaris example, given the mass ratio of 3, we know that the Polaris is 66% propellant and 33% everything else. Give the total mass of 1188.9 tons means 792.6 tons of propellant and 396.3 tons of everything else. Since each GC engine is 30 tons, that means 150 tons of engine and 246.3 of everything else.
The most fundamental constraint on designing a rocket-propelled vehicle is Every Gram Counts.
Why? Short answer: This is a consequence of the equation for delta-V.
Why? Slightly longer answer: As a rule of thumb, a rocket with the highest delta-V capacity is going to need three kilograms of propellant for every kilogram of rocket+payload. The lower the total kilograms of rocket+payload, the lower the propellant mass required. This relates to the second strategy of rocket design mentioned above.
Why? Long Answer:
Say the mission needs 5 km/s of delta-V. Each kilogram of payload requires propellant to give it 5 km/s.
But that propellant has mass as well. The propellant needed for that original kilogram of payload will require a second slug of propellant so that it too can be delta-Ved to 5 km/s.
And the second slug of propellant has mass as well, so you'll need a third slug of propellant for the second slug of propellant — you see how it gets expensive fast. So you want to minimize the payload mass as much as possible or you will be paying through the nose with propellant.
This is called The Tyranny of the Rocket Equation.
Even worse, for a given propulsion system, the easiest way to increase the delta-V you can get out of that system is by increasing the mass ratio. It probably is not economical to push the mass ratio above 4.0, which translates into 3 kg of propellant for every 1 kg of rocket+payload. And it is nearly impossible to push the mass ratio above 20. Translation: spacecraft with a mass ratio of 20 or above are basically constructed out of gossamer and soap bubbles.
This is why rocket designers are always looking for ways to conserve mass.
As mentioned in Rick Robinson's Spaceship Design 101, all spacecraft are composed of two sections: the Propulsion Bus and the Payload Section.
The Propulsion Bus has the propulsion system, propellant tankage, fuel container (if any), power plant, power plant heat radiator (if any), anti-radiation shadow shield (if any), and a keel-structure to hold it all together. Sometimes the keel is reduced to just a thrust-frame on top of the engine, with the other components stacked on top.
The Payload Section is what the propulsion bus is pushing from planet to planet. It can include crew, flight control station, propulsion/power plant control station and maintenance center, astrogation station, detection and communication equipment, habitat module with life support equipment (including environmental heat radiators) and consumables (air, food, water), space taxis, space pods, and docking ports.
But most importantly, the payload section must contain the reason for the spacecraft's existence. This might be organized as a discrete mission module, or it might be several components mounted around the payload section.
You get the idea.
A warship's payload section can include anti-spacecraft weapons, orbital bombardment weapons (for revolt suppression type spacecraft as well), weapon mounts, weapon control stations, combat information center, armor, point defense, weapon heat radiators and heat sinks, and anything else that can be used to mission-kill enemy spacecraft.
Pirate ships and privateers might forgo defenses if they only expect to be engaging unarmed cargo ships. But they will regret this if they have the misfortune to encounter armed enemy convoy escort ships or are surprised by a Q-ship.
For an given type of automobile, there are parameters that tell you what kind of performance you can expect. Things like miles per gallon, acceleration, weight, and so on.
Spacecraft have parameters too, it is just that they are odd measures that you have not encountered before. I am going to list the more important ones here, but they will be fully explained on other pages. Refer back to this list if you run across an unfamiliar term.
How quickly does the Thruster System drain the propellant tanks? Rated in kilograms per second.
mDot constrains the amount of thrust the propulsion system can produce. Changing the propellant mass flow is a way to make a spacecraft engine shift gears.
How fast does the propellant shoot out the exhaust nozzle of the Thruster System? Rated in meters per second. Exhaust velocity (and delta V) is of primary importance for space travel. For liftoff, landing, and dodging hostile weapons fire, thrust is more important.
Broadly exhaust velocity is a measure of the spacecraft's "fuel" efficiency (actually propellant efficiency). The higher the Ve, the better the "fuel economy".
Generally if a propulsion system has a high Ve it has a low thrust and vice versa. The only systems where both are high are torch drives. Some spacecraft engines can shift gears by trading exhaust velocity for thrust.
Spacecraft's total change in velocity capability. This determines which missions the spacecraft can perform. Arguably this is the most important of all the spacecraft parameters. Rated in meters per second.
This can be thought of as how much "fuel" is in the tanks of the spacecraft (though it is actually a bit more complicated than that).
Thrust produced by Thruster System. Rated in Newtons. Thrust is constrained by Propellant Mass Flow. Thrust (and acceleration) is of primary importance in liftoff, landing, and dodging hostile weapons fire. For space travel exhaust velocity (and delta V) is more important.
Generally if a propulsion system has a high Ve it has a low thrust and vice versa. The only systems where both are high are torch drives. Some spacecraft engines can shift gears by trading exhaust velocity for thrust.
Spacecraft's current acceleration. Current total mass / Thrust. Rated in meters per second per second. Divide by 9.81 to get g's of acceleration.
In space, a spacecraft with higher acceleration will generally not travel to a destination any faster than a low acceleration ship. But a high acceleration ship will have wider launch windows for a given trajectory.
Note that as propellant is expended, current total mass goes down and acceleration goes up. If you want a constant level of acceleration you have to constantly throttle back the thrust.
5 milligee (0.05 m/s2) : Rule of thumb practical minimum for ion drive, laser sail or other low thrust / long duration drive. Otherwise the poor spacecraft will take years to change orbits. Unfortunately pure solar sails are lucky to do 3 milligees.
0.6 gee (5.88 m/s2) : Rule of thumb average for high thrust / short duration drive. Useful for Hohmann transfer orbits, or crossing the Van Allen radiation belts before they fry the astronauts.
3.0 gee (29.43 m/s2) : Rule of thumb minimum to lift off from Terra's surface into LEO.
Typically the percentage of spacecraft dry mass that is structure is 21.7% for NASA vessels.
What is the structure of the ship going to be composed of? The strongest yet least massive of elements. This means Titanium, Magnesium, Aluminum, and those fancy composite materials. And all the interior girders are going to have a series of circular holes in them to reduce mass (the technical term is "lightening holes").
Many (but not all) spacecraft designs have the propulsion system at the "bottom", exerting thrust into a strong structural member called the ship's spine. The other components of the spacecraft are attached to the spine. The spine is also called a keel or a thrust frame. In all spacecraft the thrust frame is the network of girders on top of the engines that the thrust is applied to. But only in some spacecraft is the thrust frame elongated into a spine, in others the ship components are attached to a shell, generally cylindrical.
If you leave out the spine or thrust frame, engine ignition will send the propulsion system careening through the core of the ship, gutting it. Spacecraft engineers treat tiny cracks in the thrust frame with deep concern.
OK, forget what I just said. On top of the engine will be the thrust frame or thrust structure. On top will be the primary structure or spaceframe. The thrust frame transmits the thrust into the spaceframe, and prevents the propulsion system careening through the core of the ship.
The spaceframe can be:
- A long spine/keel with the propellant tanks and payload section bits attached in various places.
- A large pressurized vessel, either propellant tank or habitat module. Other propellant tanks and payload section bits are attached to main tank or perched on top.
- Something else.
The engineers are using a pressurized tank in lieu of a spine in a desperate attempt to reduce the spacecraft's mass. But this can be risky if you use the propellant tank. The original 1957 Convair Atlas rocket used "balloon tanks" for the propellant instead of conventional isogrid tanks. This means that the structural rigidity comes from the pressurization of the propellant. This also means if the pressure is lost in the tank the entire rocket collapses under its own weight. Blasted thing needed 35 kPa of nitrogen even when the rocket was not fueled.
As Rob Davidoff points out, keel-less ship designs using a pressurized tank for a spine is more for marginal ships that cannot afford any excess mass whatsoever. Such as ships that have to lift off and land in delta-V gobbling planetary gravity wells while using one-lung propulsion systems (*cough* chemical rockets *cough*).
This classification means that parts of the propulsion bus and payload section are intertwined with each other, but nobody said rocket science was going to be easy.
Getting back to the spine. Remember that every gram counts. Spacecraft designers want a spine that is the strongest yet lowest mass structural member possible. The genius R. Buckminster Fuller and his science of "Synergetics" had the answer in his "octet truss" (which he called an "isotrophic vector matrix", and which had been independently discovered about 50 years earlier by Alexander Graham Bell). You remember Fuller, right? The fellow who invented the geodesic dome?
Each of the struts composing the octet truss are the same length. Geometrically it is an array of tetrahedrons and octahedrons (in terms of Dungeons and Dragons polyhedral dice it uses d4's and d8's).
Sometimes instead of an octet truss designers will opt for a weaker but easier to construct space frame. The truss of the International Space Station apparently falls into this category.
A bit more simplistic is a simple stack of octahedrons (Dungeons and Dragons d8 polyhedral dice). This was used for the spine of the Valley Forge from the movie Silent Running (1972), later reused as the agro ship from original Battlestar Galactica.
This is a quite radical method to drastically reduce the structural mass of a spacecraft (and also dramatically increase the separation between a dangerously radioactive propulsion system and the crew). Please note this has never been tried, and warships with such a design would have their manoeuvring critically handicapped (or it's "crack-the-whip" time).
The concept comes from the observation that for a given amount of structural strength, a compression member (such as a girder) generally has a higher mass that a corresponding tension member (such as a cable). And we know that every gram counts.
Charles Pellegrino and Dr. Jim Powell put it this way: current spacecraft designs using compression members are guilty of "putting the cart before the horse". At the bottom is the engines, on top of that is the thrust frame, and on top of that is rest of the spacecraft held together with girders (compression members) like a skyscraper. But what if you put the engine at the top and have it drag the rest of the spacecraft on a long cable (tension member). You'll instantly cut the structural mass by an order of magnitude or more!
And if the engines are radioactive, remember that crew radiation exposure can be cut by time, shielding, or distance. The advantage of distance is it takes far less mass than a shield composed of lead or something else massive. The break-even point is where the mass of the boom or cable is equal to the mass of the shadow shield. But the mass of a shadow shield is equal to the mass of a incredibly long cable. The HELIOS cable was about 300 to 1000 meters, the Valkyrie was ten kilometers.
If the exhaust is radioactive or otherwise dangerous to hose the rest of the spacecraft with you can have two or more engines angled so the plumes miss the ship. This does reduce the effective thrust by an amount proportional to the cosine of the angle but for small angles it is acceptable.
But keep in mind that this design has no maneuverability at all. Agile it ain't. If you turn the ship too fast it will try to "crack the whip" and probably snap the cable. This probably makes the design unsuitable for warships, who have to jink a lot or be hit by enemy weapons fire.
There are some hazards to worry about with these space-age materials. Titanium and magnesium are extremely flammable (in an atmosphere containing oxygen). And when I say "extremely" I am not kidding.
Do not try to put out a magnesium fire by throwing water on it. Blasted burning magnesium will suck the oxygen atoms right out of the water molecules, leaving hydrogen gas (aka what the Hindenburg was full of). A carbon-dioxide fire extinguisher won't work either, same result as water except you get a cloud of carbon instead of hydrogen. Instead use a Class D dry chemical fire extinguisher or a lot of sand to cut off the oxygen supply. Oh, did I mention that burning magnesium emits enough ultraviolet light to permanently damage the retinas of the eyes?
The same goes for burning titanium. Except there is no ultraviolet light, but there is a chance of ignition if titanium is in contact with liquid oxygen and the titanium is struck by a hard object. It seems that the strike might create a fresh non-oxidized stretch of titanium surface, which ignites the fire even though the liquid oxygen is at something like minus 200° centigrade. This may mean that using titanium tanks for your rocket's liquid oxygen storage is a very bad idea.
An emergency crew at a spaceport, who has to deal with a crashed rocket, will need the equipment to deal with this.
And if the titanium, magnesium, or aluminum becomes powdered, you have to stop talking in terms of "fire" and start talking in terms of "explosion."
As an interesting side note, rockets constructed of aluminum are extremely vulnerable to splashes of metallic mercury or dustings of mercury salts. On aluminum, mercury is an "oxidizing catalyst", which means the blasted stuff can corrode through an aluminum beam in a matter of hours (in an atmosphere containing oxygen, of course). This is why mercury thermometers are forbidden on commercial aircraft.
Why? Ordinarily aluminum would corrode much faster than iron. However, iron oxide, i.e., "rust", flakes off, exposing more iron to be attacked. But aluminum oxide, i.e., "sapphire", sticks tight, protecting the remaining aluminum with a gem-hard barrier. Except mercury washes the protective layer away, allowing the aluminum to be consumed by galloping rust.
Alkalis will have a similar effect on aluminum, and acids have a similar effect on magnesium (you can dissolve magnesium with vinegar). As far as I know nothing really touches titanium, its corrosion-resistance is second only to platinum.
If you want a World War II flavor for your rocket, any interior spaces that are exposed to rain and other corrosive planetary weather should be painted with a zinc chromate primer. Depending on what is mixed into the paint, this will give a paint color ranging from yellowish-green to greenish-yellow. In WWII aircraft it is found in wheel-wells and the interior of bomb bays. In your rocket it might be found on landing jacks and inside airlock doors.
Naturally this does not apply to strict orbit-to-orbit rockets, or rockets that only land on airless moons and planets.
When laying out the floor plan, you want the spacecraft to balance. That is, if you draw a line straight through the exhaust bell (in the direction that thrust is applied), it had better pass through the spacecraft's center of gravity, and if the ship is intended for atmospheric flight, it should also go through the spacecraft's nose. Otherwise your ship is going to loop-the-loop or tumble like a cheap Fourth of July skyrocket (Heinlein calls this a rocket "falling off its tail").
This also means that each deck should be "radially symmetric". That's a fancy way of saying that if you have something massive in the north-west corner of "D" deck, you'd better have something equally massive in the south-east corner. This is another reason to strap down the crew during a burn. Walking around could upset the ship's balance, resulting in the dreaded rocket tumble. This will be more of a problem with tiny ships than with huge cruisers, of course. Small ships might have "trim tanks", small tanks into which water can be pumped in order to adjust the balance. The ship will also have heavy gyroscopes that will help prevent the ship from falling off its tail, but there is a limit to how much imbalance that they can compensate for.
A cursory look at the rocket's mass ratio will reveal that most of the rocket's mass is going to be propellant tanks.
Nuclear thermal rockets generally use hydrogen (if it is a Gas Core NTR, the fissionable fuel will probably be less than 1% of the total propellant load) since you want propellant with the lowest molecular mass. Liquid hydrogen has a density of 0.07 grams per cubic centimeter. 792.6 tons of propellant = 792,600,000 grams / 0.07 = 11,323,000,000 cubic centimeters = 11,323 cubic meters . The volume of a sphere is 4/3πr3 so you can fit 11,323 cubic meters in a sphere about 14 meters in radius . Almost 92 feet in diameter, egad! It is a pity hydrogen isn't a bit denser. If this offends your aesthetic sense, you'll have to go back and change a few parameters. Maybe a 2nd generation GC rocket, and a mission from Terra to Mars but not back. Maybe use methane instead of hydrogen. It only has an exhaust velocity of 6318 m/s instead of hydrogen's superior 8800 m/s, but it has a density of 0.42 g/cm3, which would only require a 1.7 meter radius tank. (Methane has a higher exhaust velocity than one would expect from its molecular weight, due to the fact that the GC engine is hot enough to turn methane into carbon and hydrogen. Note that in a NERVA style engine the reactor might become clogged with carbon deposits.)
Robert Zubrin says that as a rule of thumb, the mass of a fuel tank loaded with liquid hydrogen will be about 87% hydrogen and 13% tank. In other words, multiply the mass of the liquid hydrogen by 0.15 to get the mass of the empty tank (0.13 / 0.87 = 0.15). So our 792.6 tons of hydrogen will need a tank that masses 792.6 * 0.15 = 119 tons.
87% propellant and 13% tank is for a rocket designed to land on a planet. An orbit-to-orbit rocket could get by with more hydrogen and less tank. This is because the tanks can be more flimsy since they will not have to endure the stress of landing (A landing-capable rocket that uses a propellant denser than hydrogen can also get away with a smaller tank percentage). Zubrin gives the following ballpark estimates of the tank percentage:
|Water||Nuclear salt water rocket||4|
|Hydrogen||NTR / GCR||10|
If you are going to use aerobraking to land your rocket, Zubrin says mass of the heat shield and thermal structure will be about 15% of the total mass being braked. As a wild guess, aerobraking will be limited to killing a velocity of no more than 15 to 30 kilometers per second. The rule of thumb is that aerobraking can kill a velocity approximately equal to the escape velocity of the planet where the aerobraking is performed (10 km/s for Venus, 11 km/s for Terra, 5 km/s for Mars, 60 km/s for Jupiter).
This will mostly be used for our purposes designing a emergency re-entry life pod, not a Solar Guard patrol ship. With a sufficiently advanced engine it is more effective just to carry more fuel, so our atomic cruiser will not need to waste mass on such a primitive device.
In the movie 2010, the good ship Leonov had a one-lung propulsion system, so they needed an aerobraking "ballute" to slow them into Jovian orbit. If you are thinking about aerobraking, keep in mind that many worlds in the Solar System do not have atmospheres.
If you cannot tap your propulsion system for electrical power, you will need a separate power plant (or it's going to be real dark inside your spacecraft).
Typically the percentage of spacecraft dry mass that is power systems is 28% for NASA vessels.
Spacecraft power systems have three subsystems:
- Power Generation/ Conversion: generating power
- Energy Storage: storing power for future use
- Power Management and Distribution (PMAD): routing the power to equipment that needs it
There are a couple of parameters used to rate power plant performance:
- Alpha : (kg/kW) power plant mass in kilograms divided by kilowatts of power. So if a solar power array had an alpha of 90, and you needed 150 kilowatts of output, the array would mass 90 * 150 = 13,500 kg or 13.5 metric tons
- Specific Power : (W/kg) watts of power divided by power plant mass in kilograms (i.e., (1 / alpha) * 1000)
- Specific Energy : (Wh/kg) watt-hours of energy divided by power plant mass in kilograms
- Energy Density : (Wh/m3) watt-hours of energy divided by power plant volume in cubic meters
NASA has a rather comprehensive report on various spacecraft power systems here . The executive summary states that currently available spacecraft power systems are "heavy, bulky, not efficient enough, and cannot function properly in some extreme environments."
Energy Harvesting or energy scavenging is a pathetic "waste-not-want-not" strategy when you are desperate to squeeze every milliwatt of power out of your system. This includes waste engine heat (gradients), warm liquids, kinetic motion, vibration, and ambient radiation. This is generally used for such things as enabling power for remote sensors in places where no electricity is readily available.
The general term is "chemical power generation", which means power generated by chemical reactions. This is most commonly seen in the form of fuel cells, though occasionally there are applications like the hydrazine-fired gas turbines that the Space Shuttle uses to hydraulically actuate thrust vector vanes.
Fuel cells basically consume hydrogen and oxygen to produce low voltage electricity and water. They are quite popular in NASA manned spacecraft designs. Each PC17C fuel-cell stack in the Shuttle Orbiter has an alpha of about 10 kg/kW, specific power 98 W/kg, have a total mass of 122 kg, have an output of 12 kW, and produces about 2.7 kilowatt-hours per kilogram of hydrogen+oxygen consumed (about 70% efficient). They also have a service life of under 5000 hours. The water output can be used in the life support system.
Different applications will require fuel cells with different optimizations. Some will need high specific power (200 to 400 W/kg), some will need long service life (greater than 10,000 hours), and others will require high efficiency (greater than 80% efficient).
Back in the 1950's, on artist conceptions of space stations and space craft, one would sometimes see what looked like mirrored troughs. These were "mercury boilers", a crude method of harnessing solar energy in the days before photovoltaics. The troughs had a parabolic cross section and focused the sunlight on tubes that heated streams of mercury. The hot mercury was then used in turbines to generate electricity.
These gradually vanished from artist conceptions and were replaced by nuclear reactors. Generally in the form of a long framework boom sticking out of the hub, with a radiation shadow shield big enough to shadown the wheel.
Such systems are generally useful for power needs between 20 kW and 100 kW. Below 20 kW a solar cell panel is better. Above 100 kW a nuclear fission reactor is better. They typically have an alpha of 250 to 170, a collector size of 130 to 150 watts per square meter, and a radiator size of 140 to 200 watts per square meter.
At Terra's distance to the sun, solar energy is about 1366 watts per square meter. This energy can be converted into electricity by photovoltaics. Of course the power density goes down the farther from the Sun the power array is located.
Solar power arrays have an alpha ranging from 100 to 10 kg/kW. Body-mounted rigid panels an alpha of 16 kg/kW while flexible deployable arrays have an alpha of 10 kg/kW. Most NASA ships use multi-junction solar cells which have an efficiency of 29%, but a few used silicon cells with an efficiency of 15%. Most NASA arrays output from 0.5 to 30 kW.
The International Space Station uses 14.5% efficient large-area silicon cells. Each of the Solar Array Wings are 34 m (112 ft) long by 12 m (39 ft) wide, and are capable of generating nearly 32.8 kW of DC power. 19% efficiency is available with gallium arsenide (GaAs) cells, and efficiencies as high as 30% have been demonstrated in the laboratory.
To power a ion drive or other electric propulsion system with solar cells is going to require an array capable of high voltage (300 to 1000 volts), high power (greater than 100 kW), and a low alpha (2 to 1 kg/kW).
Obviously the array works best when oriented face-on to the sun, and unshadowed. As the angle increases the available power decreases in proportion to the cosine of the angle (e.g., if the array was 75° away from face-on, its power output would be Cos(75°) = 0.2588 or 26% of maximum). Solar cells also gradually degrade due to radiation exposure (say, from 8% to 17% power loss over a five year period if the panel is inhabiting the deadly Van Allen radiation belt, much less if it is in free space).
Typically solar power arrays are used to charge batteries (so you have power when in the shadow of a planet). You should have an array output of 20% higher voltage than the battery voltage or the batteries will not reliably charge up. Sometimes the array is used instead to run a regenerative fuel cell.
Like all non-coherent light, solar energy is subject to the inverse square law. If you double the distance to the light source, the intensity drops by 1/4. As a rule of thumb:
Es = 1366 * (1 / Ds2)
- Es = available solar energy (watts per square meter)
- Ds = distance from the Sun (astronomical units)
Remember that you divide distance in meters by 1.49e11 in order to obtain astronomical units.
This means that the available solar energy around Saturn is a pitiful 15 W/m2, which is why the Cassini probe used RTGs.
Special high efficiency cells are needed in order to harvest worthwhile amounts of solar energy in low intensity/low temperature conditions (LILT). Which is defined as the solar array located at 3 AU from Sol or farther (i.e., about 150 watts per square meter or less, one-ninth the energy available at Terra's orbit).
A more exotic variant on solar cells is the beamed power concept. This is where the spacecraft has a solar cell array, but back at home in orbit around Terra is a a huge power plant and a huge laser. The laser is fired at the solar cell array, thus energizing it. It is essentially an astronomically long electrical extension cord constructed of laser light. It shares the low mass advantage of a solar powered array. It has an advantage over solar power that the energy per square meter of array can be much larger. It has the disadvantage that the spacecraft is utterly at the mercy of whoever is currently running the laser battery.
Radioisotope thermoelectric generators (RTG) are slugs of radioisotopes (usually plutonium-238 in the form of plutonium oxide) that heat up due to nuclear decay, and surrounded by thermocouples to turn the heat gradient into electricity (it does NOT turn the heat into electricity, that's why the RTG has heat radiator fins on it.).
There are engineering reasons that currently make it impractical to design an individual RTG that produces more than one kilowatt. However nothing is stopping you from using several RTGs in your power room. Engineers are trying to figure out how to construct a ten kilowatt RTG.
Current NASA RTGs have a useful lifespan of over 30 years.
Currently RTGs have an alpha of about 200 kg/kW (though there is a design on the drawing board that should get about 100 kg/kW). Efficiency is about 6%. The near term goal is to develop an RTG with an alpha of 100 to 60 kg/kW and an efficiency of 15 to 20%.
An RTG based on a Stirling cycle instead of thermionics might be able to reach an efficiency of 35%. Since they would need less Pu-238 for the same electrical output, a Sterling RTG would have only 0.66 the mass of an equivalent thermocouples RTG. However NASA is skittish about Sterling RTGs since unlike conventional ones, Sterlings have moving parts. Which are yet another possible point of failure on prolonged space missions.
Nuclear weapons-grade plutonium-239 cannot be used in RTGs. Non-fissionable plutonium-238 has a half life of 85 years, i.e., the power output will drop to one half after 85 years. To calculate power decay:
P1 = P0 * 0.9919^Y
- P1 = current power output (watts)
- P0 = power output when RTG was constructed (watts)
- Y = years since RTG was constructed.
Wolfgang Weisselberg points out that this equation just measures the drop in the power output of the slug of plutonium. In the real world, the thermocouples will deteriorate under the constant radioactive bombardment, which will reduce the actual electrical power output even further. Looking at the RTGs on NASA's Voyager space probe, it appears that the thermocouples deteriorate at roughly the same rate as the plutonium.
Plutonium-238 has a specific power of 0.56 watts/gm or 560 watts per kilogram, so in theory all you would need is 470 / 560 = 0.84 kilograms. Alas, the thermoelectric generator which converts the thermal energy to electric energy has an efficiency of only 6%. If the thermoelectric efficiency is 6%, the plutonium RTG has an effective specific power of 560 x 0.06 = 30 watts per kilogram 238Pu (0.033 kilogram 238Pu per watt or 33 kgP/kW). This means you will need an entire 15.5 kilos of plutonium to produce 470 watts.
This is why a Sterling-based RTG with an efficience of 35% is so attractive.
Many RTG fuels would require less than 25 mm of lead shielding to control unwanted radiation. Americium-241 would need about 18 mm worth of lead shielding. And Plutonium-238 needs less than 2.5 mm, and in many cases no shielding is needed as the casing itself is adequate. Plutonium is the radioisotope of choice but it is hard to come by (due to nuclear proliferation fears). Americium is more readily available but lower performance.
At the time of this writing (2014) NASA has a severe Pu-238 problem. NASA only has about 16 kilograms left, you need about 4 kg per RTG, and nobody is making any more. They were purchasing it from the Russian Mayak nuclear industrial complex for $45,000 per ounce, but in 2009 the Russians refused to sell any more.
NASA is "rattled" because they need the Pu-238 for many upcoming missions, they do not have enough on had, and Congressional funding for creating Pu-238 manufacturing have been predictably sporadic and unreliable.
The European Space Agency (ESA) has no access to Pu-238 or RTGs at all. This is why their Philae space probe failed when it could not get solar power. The ESA is accepting the lesser of two evils and is investing in the design and construction of Americium-241 RTGs. Am-241 is expensive, but at least it is available.
|Fuel region||157 kg|
|Heat pipes||117 kg|
|Reactor control||33 kg|
|Other support||32 kg|
|Total Reactor mass||493 kg|
For a great in-depth analysis of nuclear power for space applications, I refer you to Andrew Presby's engineer degree thesis: Thermophotovoltaic Energy Conversion in Space Nuclear Reactor Power Systems . There is a much older document with some interesting designs here .
As far as the nuclear fuel required, the amount is incredibly tiny. Which in this case means burning a microscopic 0.01 grams of nuclear fuel per second to produce a whopping 1000 megawatts! That's the theoretical maximum of course, you can find more details here.
Nuclear fission reactors are about 18 kg/kW. However, Los Alamos labs had an amazing one megawatt Heat Pipe reactor that was only 493 kg (alpha of 0.493 kg/kW):
Fission reactors are attractive since they have an incredibly high fuel density, they don't care how far you are from the Sun nor if it is obscured, and they have power output that makes an RTG look like a stale flashlight battery. They are not commonly used by NASA due to the hysterical reaction of US citizens when they hear the "N" word. Off the top of my head the only nuclear powered NASA probe currently in operation is the Curiosity Mars Rover; and that is an RTG, not an actual nuclear reactor.
For a space probe a reactor in the 0.5 to 5 kW power range would be a useful size, 10 to 100 kW is good for surface and robotic missions, and megawatt size is needed for nuclear electric propulsion.
Nuclear Thermal Rockets are basically nuclear reactors with a thrust nozzle on the bottom. A concept called Bimodal NTR allows one to tap the reactor for power. This has other advantages. Since the reactor is running warm at a low level all the time (instead of just while thrusting) it doesn't have to be pre-heated if you have a burn coming up. This reduces thermal stress, and reduces the number of thermal cyclings the reactor will have to endure over the mission. It also allows for a quick engine start in case of emergency.
In the real world, during times of disaster, US Navy submarines have plugged their nuclear reactors into the local utility grid. This supplies emergency electricity when the municipal power plant is out. In the science fiction world, a grounded spacecraft with a bimodal NTR could provide the same service.
Here is a commentary on figuring the mass of the reactor of a nuclear thermal rocket by somebody who goes by the handle Tremolo:
New reactors that have never been activated are not particularly radioactive. Of course, once they are turned on, they are intensely radioactive while generating electricity. And after they are turned off, there is some residual radiation due to neutron activation of the reactor structure.
How much deadly radiation does an operating reactor spew out? That is complicated, but Anthony Jackson has a quick-and-dirty first order approximation:
r = (0.5*kW) / (d2)
- r = radiation dose (Sieverts)
- kW = power production of the reactor core, which will be greater than the power output of the reactor due to reactor inefficiency (kilowatts)
- d = distance from the reactor (meters)
This equation assumes that a 1 kW reactor puts out an additional 1.26 kW in penetrating radiation (mostly neutrons) with an average penetration (1/e) of 20 g/cm2.
As a side note, in 1950's era SF novels, nuclear fission reactors are commonly referred to as "atomic piles." This is because the very first reactor ever made was basically a precision assembled brick-by-brick pile of graphite blocks, uranium fuel elements, and cadmium control rods.
A fusion reactor would produce energy from thermonuclear fusion instead of nuclear fission. Unfortunately scientist have yet to create a fusion reactor that can reach the "break-even" point (where is actually produces more energy than it consumes), so it is anybody's guess what the value for alpha will be.
The two main approaches are magnetic confinement and inertial confinement. The third method, gravitational confinement, is only found in the cores of stars and among civilizations that have mastered gravidic technology. The current wild card is the Polywell device which is a type of inertial electrostatic confinement fusion generator.
Fusion is even more efficient than fission. You need to burn 0.01 grams of fission fuel per second to generate 1000 megawatts. But among the most promising fusion fuels, they start at 0.01 grams per second, and can get as low as 0.001 grams per second. You can find more details here.
There are all sorts of exotic power sources. Some are reasonably theoretically possible, others are more fringe science. None of them currently exist, and some never will.
This is where the spacecraft receives its power not from an on-board generator but instead from a laser or maser beam sent from a remote space station. This is a popular option for spacecraft using propulsion systems that require lots of electricity but have low thrusts. For instance, an ion drive has great specific impulse and exhaust velocity, but very low thrust. If the spacecraft has to power the ion drive with a heavy nuclear reactor with lead radiation shielding, the mass of the spacecraft will increase to the point where its acceleration could be beaten by a drugged snail. The drawback includes the distance decrease in power due to diffraction, and the fact that the spacecraft is at the mercy of whoever is running the remote power station. Also maneuvers must be carefully coordinated with the remote station, or they will have difficulty keeping the beam aimed at the ship.
Any Star Trek fan knows that the Starship Enterprise runs on antimatter. The old term is "contra-terrene", "C-T", or "Seetee". At 100% of the matter-antimatter mass converted into energy, it would seem to be the ultimate power source. The operative word in this case is "seem".
What is not as well known is that unless the situation is non-standard, antimatter is not a fuel. It is an energy transport mechanism. Let me explain.
The same situation exists with respect to the so-called "hydrogen economy". Proponents point out how hydrogen is a "green" fuel, unlike nasty petroleum or gasoline. Burn gasoline and in addition to energy you also produce toxic air pollution. Burn hydrogen and the only additional product is pure water.
The problem is that while there exist petroleum wells, there ain't no such thing as a hydrogen well. You can't find hydrogen just lying around somewhere, the stuff is far too reactive. Hydrogen has to be generated by some other process, which consumes energy (such as electrolysing water using electricity generated by a coal-fired power plant). This is why hydrogen is not a fuel, it is an energy transport mechanism. It is basically being used to transport the energy from the coal-fired power plant into the hydrogen burning automobile.
This means that unless there exist "antimatter mines", antimatter is also an energy transport mechanism, not a fuel. In Star Trek, I believe they found drifts of antimatter in deep space. In real life, astronomers haven't seen many matter-antimatter explosions. Well, they've seen a few 511 keV gamma rays (the signature of electron-positron antimatter annihilation), but they've all been from thousands of light years away and most seem to be associated with large black holes. If they are antimatter mines, they are most inconveniently located. In Jack Williamson's novels Seetee Ship and Seetee Shock there exist commercially useful chunks of antimatter in the asteroid belt. However, if this was actually true, I think astronomers would have noticed all the antimatter explosions detonating in the belt by now.
And antimatter is a very inefficient energy transport mechanism. Current particle accelerators have an abysmal 0.000002% efficiency in converting electricity into antimatter (I don't care what you saw in the movie Angels and Demons). The late Dr. Robert Forward says this is because nuclear physicist are not engineers, an engineer might manage to increase the efficiency to something approaching 0.01% (one one-hundredth of one percent). Which is still pretty lousy, it means for every megawatt of electricity you pump in to the antimatter-maker you would only obtain enough antimatter to create a mere 100 pathetic watts. The theoretical maximum is 50% due to the pesky Law of Baryon Number Conservation (which demands that when turning energy into matter, equal amounts of matter and antimatter must be created).
In Charles Pellegrino and George Zebrowski novel The Killing Star they deal with this by having the Earth government plate the entire equatorial surface of the planet Mercury with solar power arrays, generating enough energy to produce a few kilograms of antimatter a year. They do this with von Neumann machines, of course.
Of course the other major draw-back is the difficulty of carrying the blasted stuff. If it comes into contact with the matter walls of the fuel tank the resulting explosion will make a nuclear detonation seem like a wet fire-cracker. Researchers are still working on a practical method of containment. In Michael McCollum's novel Thunder Strike! antimatter is transported in torus-shaped magnetic traps, it is used to alter the orbits of asteroids ("torus" is a fancy word for "donut").
Converting the energy from antimatter annihilation into electricity is also not very easy.
The electrons and positrons mutually annihilate into gamma rays. However, since an electron has 1/1836 the mass of a proton, and since matter usually contains about 2.5 protons or other nucleons for each electron, the energy contribution from electron-positron annihilation is negligible.
For every five proton-antiproton annihilations, two neutral pions are produced and three charged pions are produced (that is, 40% neutral pions and 60% charged pions). The neutral pions almost immediately decay into gamma rays. The charged pions (with about 94% the speed of light) will travel 21 meters before decaying into muons. The muons will then travel an additional two kilometers before decaying into electrons and positrons.
This means your power converter needs a component that will transform gamma rays into electricity, and a second component that has to attempt to extract the kinetic energy out of the charged pions and convert that into electricity. The bottom line is that there is no way you are going to get 100% of the annihilation energy converted into electricity. Exactly what percentage is likely achievable is a question above my pay grade.
The main virtue of antimatter power is that it is incredibly concentrated, which drastically reduces the mass of antimatter fuel required for a given application. And mass is always a problem in spacecraft design, so any way of reducing it is welcome.
The man known as magic9mushroom drew my attention to the fact that Dr. James Bickford has identified a sort of antimatter mine where antimatter can be collected by magnetic scoops (be sure to read the comment section), but the amounts are exceedingly small. He foresees using tiny amounts of antimatter for applications such as catalyzing sub-critical nuclear reactions, instead of just using raw antimatter for fuel. His report is here.
Dr. Bickford noted that high-energy galactic cosmic rays (GCR) create antimatter via "pair production" when they impact the upper atmospheres of planets or the interstellar medium. Planets with strong magnetic fields enhance antimatter production. One would think that Jupiter would be the best at producing antimatter, but alas its field is so strong that it prevents GCR from impacting the Jovian atmosphere at all. As it turns out, the planet with the most intense antimatter belt is Earth, while the planet with the most total antimatter in their belt is Saturn (mostly due to the rings). Saturn receives almost 250 micrograms of antimatter a year from the ring system. Please note that this is a renewable resource.
Dr. Bickford calculates that the plasma magnet scoop can collect antimatter about five orders of magnitude more cost effective than generating the stuff with particle accelerators.
Keep in mind that the quantities are very small. Around Earth the described system will collect about 25 nanograms per day, and can store up to 110 nanograms. That has about the same energy content as half a fluid ounce of gasoline, which ain't much. However, such tiny amounts of antimatter can catalyze tremendous amounts of energy from sub-critical fissionable fuel, which would give you the power of nuclear fission without requiring an entire wastefully massive nuclear reactor. Alternatively, one can harness the power of nuclear fusion with Antimatter-Catalyzed Micro-Fission/Fusion or Antimatter-Initiated Microfusion. Dr. Bickford describes a mission where an unmanned probe orbits Earth long enough to gather enough antimatter to travel to Saturn. There it can gather a larger amount of antimatter, and embark on a probe mission to the outer planets.
Vacuum energy or zero-point energy is one of those pie-in-the-sky concepts that sounds too good to be true, and is based on the weirdness of quantum mechanics. The zero-point energy is the lowest energy state of any quantum mechanical system, but because quantum systems are fond of being deliberately annoying their actual energy level fluctuates above the zero-point. Vacuum energy is the zero-point energy of all the fields of space.
Naturally quite a few people wondered if there was a way to harvest all this free energy.
Currently the only suggested method was proposed by the late Dr. Robert Forward, the science fiction writer's friend (hard-SF writers would do well to pick up a copy of Forward's Indistinguishable From Magic). His paper is Extracting Electrical Energy From the Vacuum by Cohesion of Charged Foliated Conductors, and can be read here.
Vacuum energy was used in All the Colors of the Vacuum by Charles Sheffield, Encounter with Tiber by Buzz Aldrin John Barnes, and The Songs of Distant Earth by Sir Arthur C. Clarke.
Mass Converters are fringe science. You see them in novels like Heinlein's Farmer in the Sky, James P. Hogan's Voyage from Yesteryear, and Vonda McIntyre's Star Trek II: The Wrath of Khan. You load the hopper with anything made of matter (rocks, raw sewage, dead bodies, toxic waste, old AOL CD-ROMS, belly-button lint, etc.) and electricity comes out the other end. In the appendix to the current edition of Farmer in the Sky Dr. Jim Woosley is of the opinion that the closest scientific theory that would allow such a thing is Preon theory.
Preon theory was all the rage back in the 1980's, but it seems to have fallen into disfavor nowadays (due to the unfortunate fact that the Standard Model gives better predictions, and absolutely no evidence of preons has ever been observed). Current nuclear physics holds that all subatomic particles are either leptons or composed of groups of quarks. The developers of Preon theory thought that two classes of elementary particles does not sound very elementary at all. So they theorized that both leptons and quarks are themselves composed of smaller particles, pre-quarks or "preons". This would have many advantages.
One of the most complete Preon theory was Dr. Haim Harari's Rishon model (1979). The point of interest for our purposes is that the sub-components of electrons, neutrons, protons, and electron anti-neutrinos contain precisely enough rishon-antirishon pairs to completely annihilate. All matter is composed of electrons, neutrons, and protons. Thus it is theoretically possible in some yet as undiscovered way to cause these rishons and antirishons to mutually annihilate and thus convert matter into energy.
Both James P. Hogan and Vonda McIntyre new a good thing when they saw it, and quickly incorporated it into their novels.
Back about the same time, when I was a young man, I thought I had come up with a theoretical way to make a mass converter. Unsurprisingly it wouldn't work. My idea was to use a portion of antimatter as a catalyst. You load in the matter, and from the antimatter reserve you inject enough antimatter to convert all the matter into energy. Then feed half (or a bit more than half depending upon efficiency) into your patented Antimatter-Makertm and replenish the antimatter reserve. The end result was you fed in matter, the energy of said matter comes out, and the antimatter enables the reaction but comes out unchanged (i.e., the definition of a "catalyst").
Problem #1 was that pesky Law of Baryon Number Conservation, which would force the Antimatter-Maker to produce equal amounts of matter and antimatter. Which would mean that either your antimatter reserve would gradually be consumed or there would be no remaining energy to be output, thus ruining the entire idea. Drat!
Problem #2 is that while electron-positron annihilation produces 100% of the energy in the form of gamma-rays, proton-antiproton annihilation produces 70% as energy and 30% as worthless muons and neutrinos.
Pity, it was such a nice idea too. If you were hard up for input matter, you could divert energy away from the Antimatter-maker and towards the output. Your antimatter reserve would diminish, but if you found more matter later you could run the mass converter and divert more energy into the Antimatter-maker. This would replenish your reserve. And if you somehow totally ran out of antimatter, if another friendly ship came by it could "jump-start" you by connecting its mass converter energy output directly to your Antimatter-maker and run it until you had a good reserve.
Often the power plant generates more power than is currently needed. Spacecraft cannot afford to throw the excess power away, it has to be stored for later use. This is analogous to Terran solar power plants, they don't work at night so you have to store some power by day.
What is needed are so-called "secondary" batteries, commonly known as "rechargable" batteries. If the batteries are not rechargable then they are worthless for power storage. As you probably already figured out, "primary" batteries are the non-rechargable kind; like the ones you use in your flashlight until they go dead, then throw into the garbage.
Current rechargable batteries are heavy, bulky, vulnerable to the space environment, and have a risk of bursting into flame. Just ask anybody who had their laptop computer unexpectedly do an impression of an incindiary grenade.
Nickle-Cadmium and Nickle-Hydrogen rechargables have a specific energy of 24 to 35 Wh/kg, an energy density of 0.01 to 0.08 Wh/m3, and an operating temperature range of -5 to 30°C. They have a service life of more than 50,000 recharge cylces, and a mission life of more than 10 years. Their drawbacks are being heavy, bulky, and a limited operationg temperature range.
Lithium-Ion rechargables have a specfic energy of 100 Wh/kg, an energy density of 0.25 Wh/m3, and an operating temperature range of -20 to 30°C. They have a service life of about 400 recharge cylces, and a mission life of about 2 years. Their drawbacks are the pathetic service and mission life.
A flywheel is a rotating mechanical device that is used to store rotational energy. In a clever "two-functions for the mass-price of one" bargain a flyweel can also be used a a momentum wheel for attitude control. NASA adores these bargains because every gram counts.
Flywheels have a theoretical specific energy of 2,700 Wh/kg. They can quickly deliver their energy, can be fully discharged repetedly without harm, and have the lowest self-discharge rate of any known electrical storage system. NASA is not currently using flywheels, though they did have a prototype for the ISS that had a specific energy of 30 Wh/kg
A "regenerative" or "reverse" fuel cell is one that saves the water output, and uses a secondary power source (such as a solar power array) to run an electrolysers to split the water back into oxygen and hydrogen. This is only worth while if the mass of the secondary power source is low compared to the mass of the water. But it is attractive since most life support systems are already going to include electrolysers anyway.
In essence the secondary power source is creating fuel-cell fuel as a kind of battery to store power. It is just that a fuel cell is required to extract the power from the "battery."
Currently there exist no regenerative fuel cells that are space-rated. The current goal is for such a cell with a specific energy of up to 1,500 Wh/kg, a charge/discharge efficiency up to 70%, and a service life of up to 10,000 hours.
The popular conception of a black hole is that it sucks everything in, and nothing gets out. However, it is theoretically possible to extract energy from a black hole, for certain values of "from."
And by the way, there appears to be no truth to the rumor that Russian astrophysicists use a different term, since "black hole" in the Russian language has a scatological meaning. It's an urban legend, I don't care what you read in Dragon's Egg.
For an incredibly dense object with an escape velocity higher than the speed of light which warps the very fabric of space around them, black holes are simple objects. Due to their very nature they only have three characteristics: mass, spin (angular momentum), and electric charge. All the other characteristics got crushed away (well, technically they also have magnetic moment, but that is uniquely determined by the other three). All black holes have mass, but some have zero spin and others have zero charge.
There are four types of black holes. If it only has mass, it is a Schwarzschild black hole. If it has mass and charge but no spin, it is a Reissner-Nordström black hole. If it has mass and spin but no charge it is a Kerr black hole. And if it has mass, charge and spin it is a Kerr-Newman black hole. Since practically all natural astronomical objects have spin but no charge, all naturally occurring black holes are Kerr black holes, the others do not exist naturally. In theory one can turn a Kerr black hole into a Kerr-Newman black hole by shooting charged particles into it for a few months, say from an ion drive or a particle accelerator.
From the standpoint of extracting energy, the Kerr-Newman black hole is the best kind, since it has both spin and charge. In his The MacAndrews Chronicles, Charles Sheffield calls them "Kernels" actually "Ker-N-el", which is shorthand for Kerr-Newman black hole.
The spin acts as a super-duper flywheel. You can add or subtract spin energy to the Kerr-Newman black hole by using the Penrose process. Just don't extract all the spin, or the blasted thing turns into Reissner-Nordström black hole and becomes worthless. The attractive feature is that this process is far more efficient than nuclear fission or thermonuclear fusion. And the stored energy doesn't leak away either.
The electric charge is so you can hold the thing in place using electromagnetic fields. Otherwise there is no way to prevent it from wandering thorough your ship and gobbling it up.
The assumption is that Kerr-Newman black holes of manageable size can be found naturally in space, already spun up and full of energy. If not, they can serve as a fantastically efficient energy transport mechanism.
Alert readers will have noticed the term "manageable size" above. It is impractical to use a black hole with a mass comparable to the Sun. Your ship would need an engine capable of moving something as massive as the Sun, and the gravitational attraction of the black hole would wreck the solar system. So you just use a smaller mass black hole, right? Naturally occurring small black holes are called "Primordial black holes."
Well, there is a problem with that. In 1975 legendary physicist Stephen Hawking discovered the shocking truth that black holes are not black (well, actually the initial suggestion was from Dr. Jacob Bekenstein). They emit Hawking radiation, for complicated reasons that are so complicated I'm not going to even try and explain them to you (go ask Google). The bottom line is that the smaller the mass of the black hole, the more deadly radiation it emits. The radiation will be the same as a "black body" with a temperature of:
6 × 10-8 / M kelvins
where "M" is the mass of the black hole where the mass of the Sun equals one. The Sun has a mass of about 1.9891 × 1030 kilograms.
In The McAndrew Chronicles Charles Sheffield hand-waved an imaginary force field that somehow contained all the deadly radiation. One also wonders if there is some way to utilze the radiation to generate power.
In the table:
- R is the black hole's radius in attometers (units of one-quintillionth or 10-18 of a meter). A proton has a diameter of 1000 attometers.
- M is the mass in millions of metric tons. One million metric tons is about the mass of three Empire State buildings.
- kT is the Hawking temperature in GeV (units of one-billion Electron Volts).
- P is the estimated total radiation output power in petawatts (units of one-quadrillion watts). 1—100 petawatts is the estimated total power output of a Kardashev type 1 civilization.
- P/c2 is the estimated mass-leakage rate in grams per second.
- L is the estimated life expectancy of the black hole in years. 0.04 years is about 15 days. 0.12 years is about 44 days.
Table is from Are Black Hole Starships Possible?, thanks to magic9mushroom for this link.
Power plants and some propulsion systems are going to require heat radiators to avoid system meltdown. There are only three ways of getting rid of heat: convection, conduction, and radiation; and the first two do not work at all in the vacuum of space. So the ship designer is stuck with heat radiators. See Thermophotovoltaic Energy Conversion in Space Nuclear Reactor Power Systems and HIGH TRADER for details. Ken Burnside also noted that radiators are large, flimsy, and impossible to armor (except perhaps for the droplet radiator). A liability on a warship. If you want to calculate this for yourself:
∂Q/∂t = Re * (5.67x10e-8) * Ra * Rt4
- ∂Q/∂t = amount of waste heat to get rid of (watts)
- 5.67x10e-8 = Stefan's Constant
- Re = emissivity of radiator (theoretical maximum is 1.0)
- Ra = area of radiator (m2)
- Rt = temperature of radiator (degrees K)
Ken Burnside says that if one examine the equation carefully one will notice that the radiator effectiveness goes up at the fourth power of the heat of the radiator. The higher the temperature, the lower the surface area can be, which lowers the required mass of radiator fins. This is why most radiator designs use liquid sodium or lithium (or things more exotic, still). 1600K radiators mean that you need a lot less mass than 273 K radiators.
Propulsion systems like nuclear thermal rockets do not need heat radiators because the waste heat is carried away by the exhaust plume. In effect, the exhaust is their radiator (the technical term is "Open-Cycle Cooling"). Note this only works if the propulsion system has a high propellant mass flow (called "mdot"). Note that the lower the thrust the lower the mdot. Once the thrust gets too low there is not enough propellant in the exhaust plume for you to use the open-cycle cooling trick.
Electrical powered drives like ion drives will require radiators on their power plants. Fusion drives may or may not require radiators, depending upon whether the design can dump the waste heat into the exhaust or not.
My source (Matthew DeBell) says that if ∂Q/∂t = 150 gigawatts and Rt = 3000 K, Ra would be 34,941m2. Actually it could be half that if you have a two-sided radiator, which would make the radiator a square 90-odd meters on a side. I have no idea how to estimate how much mass a radiator of a given size will be. At a rough guess, you are looking at 0.01 to 0.05 kilograms per kilowatt dissipated. (The table I was looking at said that a flimsy radiator operating at 1100 K would be 0.01 kg/kW and an armored meteor proof radiator operating at 2000 K would be 0.05 kg/kW)
So the equations are:
a = (0.5*b*h) / (16*r2) * 4*π*r2
a = (0.5*b*h) / (4*r2 + 4*r*q + q2) * 4*π*r2
- a = surface area of lithium droplets in radiator surface
- b = length of base of radiator triangle
- h = length of height of radiator triangle
- r = radius of indiviual droplet
- q = inter-droplet gap
What color will the radiators glow? A practical one will only glow dull red. You can use the Blackbody Spectrum Viewer to see what temperature corresponds to what color. If it was glowing white hot, the temperature would be around 6000 Kelvin. This would be difficult for a solid radiator, since even diamond melts at 4300 degrees K.
Technically you also need radiators to keep the life-system habitable. Human bodies produce an amazing amount of heat. Even so, the life-system radiator should be small enough to be placed over part of the hull.
I had initially thought that the heat from the life-system could be simply dumped by the same radiator system dealing with the multi-gigawatt waste heat from the propulsion system. Richard Bell pointed out that I had not thought the problem through. Due to the difference in the temperatures of the waste heat from life-system and propulsion, unreasonably large amounts of energy will be required to get the low-level life-system heat into a radiator designed to handle high-level propulsion heat. The bottom line is that there will be two separate radiator systems.
The life-system radiators on the Space Shuttle are inside the cargo bay doors, which is why the doors are always open while the shuttle is in space.
Troy Campbell pointed me at a fascinating NASA report about spacecraft design. In the sample design given in the report, the spacecraft habitat module carried six crew members, and needed life-system heat radiators capable of collecting and rejecting 15 kilowatts of heat (15 kW is the power consumption for all the systems included in the example habitat module). The radiator was one-sided (basically layered over the hull). It required a radiating surface area of 78 m2, had a mass of 243.8 kg, and a volume of 1.742 m3. It used 34.4 kg of propylene glycol/water coolant as a working fluid. In addition to the radiator proper, there was the internal and external plumbing. The Internal Temperature Control System (coldplates, heat exchangers, and plumbing located inside the habitat module) had a mass of 111 kg and a volume of 0.158 m3. The External Temperature Control System had a mass of 131 kg, a volume of 0.129 m3, and consumes 1.109 kilowatts.
Simple math tells me the radiator has a density of about 140 kg/m3, and needs a radiating surface area of about 5.2 m2 per per kilowatt of heat handled. The entire system requires about 35 kg per kilowatt of heat handled, and 0.13 m3 per kilowatt of heat. But treat these numbers with suspicion, I am making the assumption that these things scale linearly.
The section of the spacecraft that the crew lives and works in is called the Habitat Module (Larry Niven calls it a "Lifesystem"). It is pressurized with a breathable atmosphere, and protects the crew from extremes of temperature and from radiation. Unlike spacecraft in TV and movies, most of a spacecraft is not pressurized. The vast majority of the ship is composed of the propellant tanks, rocket engine, and power plant. The habitat module is sort of tucked into some convenient corner.
Because every cubic meter of habitat module has to be pressurized and protected from the space environment, interior volume will be at a premium. Due to mass constraints, spacecraft designers will have no choice but to minimize the volume. Which will of course make them very cramped.
The TransHab concept was a NASA project to create an inflatable space station, which is not quite as insane as one would think. The walls include layers of Kevlar, and are probably harder to puncture than the metal walls of the International Space Station. The private company Bigelow Aerospace has purchased the rights to TransHab patents, and is in the process of developing a commercial space station. Bigelow already has launched two prototypes into orbit and they are working just fine.
The standard TransHab module had a mass of 34,050 kilograms (34 metric tons), an inflated volume of 350 cubic meters, an inflated diameter of 8.2 meters, four levels, and could support a crew of six for about eighteen months.
In the Mars Reference Mission, they had a bimodal nuclear thermal rocket on a Mars mission. The rocket could deliver the mission to Mars, come back to approach Earth but with dry propellant tanks. So the rocket would go sailing past Earth into the abyss while the crew bailed out to be rescued. Bye-bye rocket.
However, if you replaced the relatively massive hard-shell habitat module with a lightweight inflatable TransHab module, the increase in delta-V was enough so that the rocket would have enough extra delta-V to be able to brake into Earth orbit and be re-used.
There is an online calculator for TransHab modules here.
Troy Campbell pointed me at a fascinating NASA report about spacecraft design. The report shows how much easier it is to design a habitat module if it for a one gravity environment instead of free fall (surprise, surprise). It has the spacecraft separate into two parts connected by tethers, spinning for artificial gravity.
Some of the details of this design cannot be used with, say, a warship. You do not want to used an inflatable habitat module on a ship going into battle. But the lists of required equipment are very useful for your ship designs, as are their masses, volumes, and power requirements.
For its habitat module, the report take a TransHab inflatable habitat module, and modifies it for one gravity. TransHab modules are low mass since the walls are made of woven Kevlar instead of metal. For the report design, interior suspension cables are added to support the decks (since the basic TransHab is designed for free fall), and an anti-radiation storm cellar added to the core. The other main reason for using a TransHab is because the proposed launch vehicles used to boost the module into orbit had severe payload size limits. The TransHab could fit into the limits while collapsed, then inflated to full size when in space. For your design, you probably will not have such payload size limits, so you will not need to use an inflatable habitat.
To cool off the module, a small heat radiator is wrapped around the exterior. This radiator can only collect and reject 15 kilowatts of heat, since it is only for life support. The propulsion system and power system will require a much larger radiator (read the report for more details).
The report gave a sample set of deck plans. The first floor is the lowest, at the 1.03g level. For some odd reason the first floor deck plan is rotated 45 degrees counterclockwise with respect to the other two deck plans, as you can see if you try to match up the ladder and pass throughs on the three plans.
Note how all the crew beds are inside the storm cellar.
The module is designed to house a crew of six for eighteen months. According to the report, the bare minimum internal volume for a crew of six is 101 cubic meters (about 17 m3 per crewperson). This design has more than that. The TransHab has 350 cubic meters of internal volume, and of that 193 is habitable (about 32 m3 per crewperson). Please note that this is the total habitable volume, the crew's personal volume is much smaller (basically their bunk and their desk).
The module has an exterior surface area of 233 m2. Just the cylindrical exterior surface has an area of 153 m2.
Again remember that this is for a crew of six and an endurance of eighteen months. The values for mass and volume of all the components will have to be scaled up or down with the size of the crew and the amount of endurance.
|System||Mass (kg)||Stowed Vol. (m3)|
|Power Management and Distribution||625||1.05|
|Displays & Controls||14||0.01|
|Environmental Control & Life Support||5030||31.50|
|Temperature and Humidity Control||113||6.32|
|Fire Detection and Suppression||13||0.05|
|Water Recovery and Management||2199||6.02|
|Thermal Control System||576||2.43|
|Internal Thermal Control System||135||0.34|
|External Thermal Control System||167||0.13|
|Galley and Food System||8063||31.35|
|Waste Collection System||327||8.83|
|Recreational Equipment and Personal Stowage||150||3.00|
|Operational Supplies and Restraints||120||0.01|
|Vehicle Support for EVA||291||0.40|
|EVA Translation Aids||123||3.36|
|Structure and Mechanism||12941||84.51|
|Human Research Facility||289||2.50|
|Crew Health Care Systems||759||3.67|
From the report (which goes into this in much greater detail):
|Mass (kg)||Stowed Vol. (m3)||Quantity|
|Fiber Li-Ion Battery||0.17||335||1|
|Battery Charge/Discharge Unit||0.09||50||3|
|Main Bus Cable||0.84||7.5||3|
|Secondary Power Distribution|
|Wiring Harness Secondary|
|Power Management and Distribution|
|Galaxy Inverter Boxes||0.04||28||3|
|Custom Built 400 Hz, 115 Vac|
|Unitron PS-95-448-1 400 Hz|
to 60 Hz Frequency Converter
|Vikor AC/DC Rectifiers||0.0007||2||9|
The primary power system for the spacecraft is a pair of nuclear reactors on the other end of the boom. Since they are external to the habitat module, their mass and volume are not included here.
The secondary power system is internal to the module. It consists of three main subsystems:
- Secondary Power
- Power Management and Distribution
These three subsystems can be further broken down to the component level as shown in the table to the right.
The assumption was made that the power entering the habitat would be 115 Vac, delivered at 400 Hz. A final assumption that was made was that the habitat would nominally use 15 kW of power. The final subsystem that needed to be sized for this habitat was the secondary power source. Upon analyzing the architecture and the type of primary power sources, a decision was made to supply 24 hours of emergency power to the habitat that will accommodate 50% of the nominal load (180 kW-h).
Includes a communication system; a guidance, navigation and control system; a crew interface system; and an integrated vehicle management system. It has a peak power consumption of 864 watts. It provides for the command, control, communications, and computation required for the carrying out the mission including insertion into transit orbits. This involves provisions for crew displays; data, voice, and video communications home base, other orbital assets, and EVA crewmembers; an integrated health management system for onboard and ground monitoring of all systems; and a full flight system capability for Guidance, Navigation, and Control. The flight system must also integrate requirements for data communication and computational support for remote commanding of the spacecraft during any uncrewed phase as well as ground commanding during crewed phases. The crew interface must be integrated with data communications and computational support for remote commanding of visiting vehicles.
The Air Management Subsystem is characterized by a 4-Bed Molecular Sieve (217.7 kg, 0.6 m3, 733.9 W), a Sabatier CO2 Reduction Unit (26 kg, 0.01 m3, 227.4 W), an Oxygen Generation Subsystem (501 kg, 2.36 m3, 4,003 W), and high-pressure storage tanks for O2 (20.4 kg, 0.78 m3, 6 W) and N2 (94.4 kg, 3.6 m3, 6 W). The Water Management Subsystem uses a Vapor Phase Catalytic Ammonia Removal system (1,119 kg, 5.5 m3, 6,090.7 W) and potable water storage tanks (145.9 kg, 0.54 m3, 5 W). The Waste Management Subsystem uses a Warm Air Dryer (527.2 kg, 11.2 m3, 2,043.7 W).
|Fluid mass (kg)||Dry mass (kg)||Volume (m3)||Power (kw)|
The TCS system concept makes use of flexible lightweight body mounted radiators, which are attached to the outer surface. The TCS system has been sized to collect and reject 15.0 kW of heat. Mass, power, and volume are listed below. ITCS refers to coldplates, heat exchangers, and plumbing located inside Transhab, while ETCS refers to similar equipment mounted on the outside. Radiators are listed separately.
A propylene glycol/water coolant is circulated inside the module to collect heat from heat exchangers and coldplates and this heat is rejected to space through the body mounted radiators mounted on the outer shell of the module. Radiator size was determined for the warmest case (0.5 A.U. orbit). The results indicate a required area of 78 m2. This represents 51% of the available area of the cylindrical portion of the shell.
Two other sizing exercises were also conducted for the module. The first determined the radiator area needed to reject twice the average load of 15 kW. Assuming the warmest environment temperature at 0.5 A.U., the analysis indicated approximately 157 m2 was required. This is just slightly over the total cylindrical area of the shell of 153 m2, therefore rejecting just under 30 kw on average is the maximum amount of heat rejection possible without adding something like a heat pump to raise the radiator temperature.
Another sizing exercise determined the heat rejection given the following scenario: The module is in Mars orbit and the crew has left the module for the Martian surface leaving the AG module uninhabited. If the heat loads are reduced and the TCS fluid is allowed to approach its freezing temperature of -50°C, the question becomes how much heat can be rejected. The analysis indicated that the radiators could still reject up to 11 kW of heat with the TCS fluid just above its freezing temperature. This is in part due to the much colder environment at the low Mars orbit assumed. At the 0.5 A.U. orbit location heat rejection would be approximately zero because the radiator and sink temperature would be identical for this scenario.
Propylene glycol was selected for the working fluid. The relevant options are water or 60% propylene glycol with 40% water or some other working fluid. While water is non-toxic and has greatest thermal capacity per mass of working fluid, it also freezes at 273.2 K and thus may not allow sufficient radiator availability for some mission phases. 60% propylene glycol with 40% water is also non-toxic but, compared to water, it is a less desirable thermal working fluid. However, 60% propylene glycol with 40% water freezes at roughly 223 K, a significant advantage over water. Thus, tentatively the working fluid for the thermal control fluid loops is 60% propylene glycol with 40% water. As above, complete resolution of this issue also requires in-depth thermal environment modeling focusing on radiant rejection from the habitat.
This provide crew accommodations systems and layout to make an 18-month mission habitable for six crewmembers. Functions covered include the following: crew support (meal preparation, eating, meal clean-up, full-body cleansing, hand/face cleansing, personal hygiene, human waste disposal, training, sleep, private recreation and leisure, small-group recreation and leisure, dressing/undressing, clothing maintenance), and operations (facilities for meetings and teleconferences, planning and scheduling, general housekeeping). It is also responsible for configuring work and personal stations such that traffic congestion are minimized. Work efficiency, space use, crew comfort, and convenience should be maximized.
The EVA system is designed to be used for three planned, two person EVA days per mission. The airlock will transfer two crewmembers per cycle. If full crew transfer is required in LEO, this system assumes all three EVAs are used to transfer crew out of the habitat. EVA days are sized to be 8 hrs, and are accomplished with a personal life support system (PLSS) that is sized for eight hours. The system includes a single flexible airlock with umbilical support and PLSS recharge system; no gas reclamation is planned due to the minimal number of EVAs (3). Two EVA tools boxes are provided. Translation aids are provided to aid crew transportation about the vehicle. EVA system spares are also provided.
Included in the airlock arrangement is a single flexible airlock that allows two persons to egress the AGH at one time. A staging area by the inside airlock door is included in the concept. This area provides volume to store all space suits as well as space suit spares and expendables. Provisions for donning, suit expendables recharge, and checkout are included as well. An unpressurized area by the outside airlock doors is included in the concept. It provides a place for EVA tool storage and allows handling of large objects.
EVA tools provided consist of two toolboxes containing mechanical, electrical, and storage/tie downs. The tools are stowed in the unpressurized area just outside the airlock. EVA system spares as needed to support the six suits and airlock suit recharge provisions are stowed in the AGH in the EVA staging area and remain stored there until needed.
|Unpressurized End cone||650|
|Pressurized End cone||800|
|Internal fixed structure||2,120|
|Internal deployable structure||1,870|
|Crew Quarters Radiation Insulation||1,500|
The structure and shell are to provide a safe habitat for the crew and the necessary space to store supplies and equipment to sustain them for the duration of the entire mission. The inflatable module design was chosen because it is the best means to effectively increase the habitable volume of a spacecraft while keeping the diameter of the core within acceptable payload size limits set by current launch vehicles. The airlock system is to provide the crew with the capability to perform extravehicular activities. It is to be located atop the habitat module, so as to allow the fully suited EVA astronauts to take advantage of a slightly lower gravitational pull.
The medical operation capabilities onboard the artificial gravity habitat during transit will provide medical contingencies to promote successful mission completion, crew health, safety, and optimal crew performance.
The potential medical contingencies that are to be addressed include those currently required for International Space Station and additional procedures unique to a continuously rotating spacecraft. Following the convention for classification of medical contingencies onboard ISS, the artificial gravy habitat will enable the practice of emergency medicine, environmental medicine, countermeasures or preventive medicine, rehabilitation, and dentistry. Emergency medical procedures will provide for Advanced Cardiac Life Support (ACLS), Basic Cardiac Life Support (BCLS), and trauma. Additionally, emergency medical contingencies may include shock, behavioral, compromised airway or breathing, drug overdose, and smoke inhalation. Environmental medicine will enable treatment for exposure to toxic and hazardous materials. Countermeasures/Preventive Medicine and Rehabilitation will enable countermeasures to prevent neurovestibular dysfunction resulting from the Coriolis effect induced by the rate of rotation of the spacecraft. Coriolis effects induced by rotation of the spacecraft develop within the neurovestibular system and impacts motor performance, behavior, and motion sickness. Exposure to partial gravity, 0.38G, may greatly impact musculoskeletal and cardiopulmonary systems. Dentistry onboard the artificial gravity habitat will enable basic cleaning, crown replacement and treatment of exposed pulp.
As you are beginning to discover, mass is limited on a spacecraft. Many Heinlein novels have passengers given strict limits on their combined body+luggage mass. Officials would look disapprovingly at the passenger's waistlines and wonder out loud how they can stand to carry around all that "penalty weight". There are quite a few scenes in various Heinlein novels of the agony of packing for a rocket flight, throwing away stuff left and right in a desperate attempt to get the mass of your luggage below your mass allowance.
Keep in mind that every gram of equipment or supplies takes several grams of propellant. Try to make every gram do double duty.
In Frank Herbert's DUNE, spacemen had books the size of a thumb-tip, with a tiny magnifying glass.
Rocketeers would tend to be short and wiry. In Sir Arthur C. Clarke's classic THE OTHER SIDE OF THE SKY, space station construction crews got a pay bonus if they kept their weight below 150 pounds. Note that this would also be a good argument for rocketeers being:
- Female OR
Other innovations are possible. Perhaps boxes of food where the boxes are edible as well. The corridor floors will probably be metal gratings to save mass (This is the second reason why female cadet shipboard uniforms will not have skirts. The first reason is the impossibility of keeping a skirt in a modest position while in free-fall.) In Lester Del Rey's Step to the Stars all documents, blueprints, and mail are printed on stuff about as thick as tissue paper (have you ever tried to lift a box full of books?).
With regards to low mass floors, the lady known as Akima had an interesting idea:
David Chiasson expands upon Akima's idea. There is an outfit called Metal Textiles which produces knitted wire mesh.
Michael Garrels begs to differ: