Mass ratios are the bane of atomic rocket designers. No matter how potent the drive is, you are going to have several kilograms of propellant for each kilogram of rocket. This puts severe limits on the sorts of missions a rocket can perform before the ever-hungry engine has to be fed again. Every gram counts due to the The Tyranny of the Rocket Equation
This is because all rockets utilize Newton's Third Law of action and reaction. You throw something backwards (the propellant) and in reaction the rocket moves forward. This is why rockets are called "reaction drives."
Naturally, the thought occurs that if you can figure out how to make a spacecraft move without using propellant, all the problems with mass ratio vanish. You'd have a "reactionless drive." Unsurprisingly there is a TV Trope entry on this topic.
A reactionless drive would be great, were it not for the unfortunate fact that it would violate the law of conservation of momentum.
Now, it is true that Newton's third law has some rare occasions where it does not apply (certain situations with magnetically coupled particles and gravitational forces acting between objects moving very rapidly), but the law of conservation of momentum is a genuine iron-clad rock-solid no-exception law. In a closed system the total quantity of momentum cannot change. It has been verified to within one part in 1e15, and no exception has ever been found.
Which means in a closed system, a reactionless drive is impossible, since it would change the total quantity of momentum.
(Note that it is possible to avoid that law with an open system, with something like a solar sail, a spacecraft launched by a mass driver based on an asteroid, pellet-stream propulsion, or a Starwisp. In these cases, the propulsion system is external to the spacecraft, so the system is open and the law does not apply.)
However, a little thing like violating a law of physics isn't going to stop the crack-pots. Face it, the second law of thermodynamics hasn't stopped all the people attempting to create perpetual motion machines of the first kind.
And even if you, the science fiction author, hand-waved one into existence for your SF novel, you've still got problems.
A working reactionless drive could turn a cheap solar power array and a brick into civilization destroying weapon of ubermassive destruction.
Burnside's Advice is Friends Don't Let Friends Use Reactionless Drives In Their Universes.
Well, keep in mind that Burnside's First Law is more what you'd call "guidelines" than actual rules. You are allowed to have reactionless drives in your science fiction novel. You just have to take into account that reactionless drives will give you cheap planet-cracking weapons, and plan your science fiction universe accordingly.
The trick is making a reactionless drive that doesn't give you the ability to shatter planets with the Naval equivalent of a rowboat (which would throw a big monkey wrench into the author's carefully crafted arrangement of combat spacecraft). Reactionless drives, with no fuel/propellant constraints, will give you Dirt Cheap Planet Crackers. If you have a reactionless drive, and stellar economics where most of the common tropes exist (privately owned tramp freighters), you also have gravitic drive missiles. Unfortunately avoiding Planet Crackers Done Real Cheap is almost impossible to justify on logical grounds, so SF author is faced with quite a daunting task.
(Note that while propulsion systems like photon or tachyon drives are not reactionless, they do manufacture propellant as needed instead of carrying it. This also circumvents the Tyranny of the Rocket Equation and is subject to Burnside's Advice. The difference is that these drives are NOT forbidden by the laws of physics. Photon drives are not much of a problem because you need an outrageous three hundred megawatts for each pathetic Newton of thrust. Tachyon drives ARE a problem, since they do not.)
The quick and dirty solution is to make the reactionless drive rely upon some incredibly difficult-to-obtain material or equipment (such as negative matter). This material will become a controlled substance, with the death penalty or equivalent for possession. And if civilians can own reactionless drive spacecraft, the drive (or entire ship) will probably incorporate some kind of self-destruct mechanism which the astromilitary can remotely detonate. Plus a booby trap to trigger self-destruct if anybody tries to tamper with the the detonator.
The big problem is hostile astromilitaries will be armed with cheap planet crackers. The astromilitary will need some sort of strategy and/or defensive weapon to protect the planet.
Dean Drive
Oh, the Dean Machine, the Dean Machine,
You put it right in a submarine,
And it flies so high that it can't be seen —
The wonderful, wonderful Dean Machine!
Damon Knight
The fun started back in 1960 when the John W. Campbell (the father of the Golden Age of Science Fiction) decided to make some excitement by giving free publicity to Norman Dean and his infamous "Dean Drive". It allegedly could convert rotary motion into linear motion, i.e., it was a reactionless drive. U.S. Patent 2,886,976. "Just think," Campbell said, "stick one of these in a submarine and you have instant spaceship!"
Another common name for the Dean Drive is the "inertial drive."
Campbell was miffed that mainstream scientists were not even interested in looking at the drive. But in this case, the scientists were acting properly. Faced with the fact that the Dean Drive obviously violated the law of conservation of momentum, well, extraordinary claims require extraordinary proof. A box vibrating on a pan balance that makes the beam scale look like it had lost an ounce or two is not anywhere near convincing enough.
Interest in the Dean Drive faded away as Dean refused to let anybody examine the gadget, with the notable exception of John W. Campbell and G. Harry Stine. At least without forking over some money first. Even (now) SF author Jerry Pournelle tried to get permission to examine the drive on behalf of the airplane company he was employed at the time, but was turned down.
After Dean died, Stine made a brief resurgence of interest in the 1980's, but it died too, and later so did Stine. A close examination of the patent reveals that the device is actually a complicated ratchet pulling itself along a metal tape, not a reactionless drive.
Physicist Milton Rothman notes that Dean Drive apologists wave their hands and talk about the strange relationship between force and changing acceleration as a justification for the drive, but all they are doing is revealing the depths of their ignorance about basic physics.
ON DESIGNING AN INTERSTELLAR SPACESHIP
1. First, Find Something to Push On.
As a method of sending a missile to the higher, and even to the
“highest parts of the earth’s atmospheric envelope, Professor
Goddard’s rocket is a practicable and therefore promising
device…It is when one considers the multiple-charge rocket as a
traveler to the moon that one begins to doubt…for after the
rocket quits our air and really starts on its longer journey, its
flight would be neither accelerated nor maintained by the explosion
of the charges it then might have left. That Professor Goddard,
with his "chair” in Clark College and the countenancing of the
Smithsonian Institution, does not know the relation of action to
reaction, and of the need to have something better than a vacuum
against which to react—to say that would be absurd. Of course he
only seems to lack the knowledge ladled out daily in high
schools…
(New York Times,January 13, 1920, Editorial Page.)
This quotation, one of my favorites, exhibits clearly the grave
dangers of a little knowledge. It makes plain the fact that the
“knowledge ladled out daily in high schools” did not give that particular editorial writer a very good understanding of the mechanics
of space flight. He knew that if you want to go some place you have
to push against something, but he didn’t know enough to realize
that a rocket simply pushes against its own exhaust—or that the
escaping exhaust pushes the ship away, which amounts to the same
thing.
The idea that a spaceship sets itself in motion by pushing against
its exhaust is usually related to Newton’s Third Law of Motion. This
law states that whentwo objects interact with each other, the force
acting on one object is equal and opposite to the force acting on the
other. So if a rocket pushes on its exhaust gases, then the exhaust
gases push the rocket in the oppositeidirection with equal force.
It is an intriguing fact that Newton’s Third Law of Motion is not
a universal law. That is, it does not apply to all situations. I would
not blame you if you responded to this statement with disbelief. It
was with a good deal of shock that I myself learned about the loop-holes in the Third Law. These holes represented serious lapses in
my education, because I learned the Truth about the Third Law less
than 10 years ago, and i’ve held a doctorate in physics for nearly
30 years. The experience demonstrates that it’s best to keep a sense
of modesty about one’s knowledge.
It also demonstrates that real physics has gotten so far ahead of
what is taught in an elementary physics course (or even in a course
in engineering mechanics) that the average semi-educated person
can very easily get himself sunk in deep and murky waters when
venturing into the simplest topics. I make a point of this because
there is still a certain amount of nonsense being bruited about concerning space drives, and the authors get away with it only because
it requires more than an elementary knowledge of physics to demonstrate the fallacies in their ideas.
These fallacies arise because of misunderstandings concerning
Newton’s Laws of Motion and some of the other fundamental laws
of physics. (Yes, 60 years after that infamous editorial quoted above,
there are those who not only misunderstand Newton’s Third Law,
but make a determined effort to misunderstand it.)
What I want to do in this article is to take a hard look at the
fundamental laws of nature, and to see what these laws tell us about
the necessities of designing an interstellar spaceship. Along the way
I want to separate some of the facts from the great gobs of fiction
that have been thrown in our direction over the years. (And, I might
add, fiction that very often comes to us labeled “Science Fact.” I
sometimes wonder if we should lay the Federal Truth in Labelling
Act on these people.)
First, what about those exceptions to Newton’s Third Law? You
must be dying of curiosity about that. How can there be loopholes
in such a fundamental law of nature? Well, these exceptions occur
mainly in connection with magnetic forces, but they also occur with
gravitational forces acting between objects moving very rapidly. A
simple example shows what happens with magnetic forces.
We know that between two electrically charged objects there is
an electric force. This electric force is either an attraction or repulsion, and acts along the straight line between the two objects.
If the objects are moving (relative to the observer), then an additional force—the magnetic force—makes itself felt. (Or, to put it
more precisely, the magnetic force is a component of the electromagnetic interaction that depends on the velocities of the charges.)
Look at the two charges in Fig. 1. They are moving with velocities
v1 and v2. Velocity v1 is in the x direction, and v2 is in the y direction.
Charge 1 produces a magnetic field (B1) whose lines of force point
in the z direction at the location of charge 2. The magnetic force
acting on charge 2 is at right angles to both its velocity and the
direction of the magnetic field. So that magnetic force is in the x
direction.
On the other hand, charge 2 produces zero magnetic field at the
location of charge 1 (because charge 1 is on the line of motion of
charge 2). Therefore there is no magnetic force at all acting on
charge 1! So if We add up the electric and magnetic forces (vectorially) we find that the total force acting on charge 1 is neither equal
in magnitude nor opposite in direction to the force acting on charge
2.
It’s a shocker, isn’t it?
Well now, what are we to make of Newton’s Third Law, and how
can we discard it so blithely? The Third Law was originally intended
to deal with actions and reactions between pairs of objects. It works
for ordinary mechanical forces (contact forces), and for gravitational
forces under usual conditions, so it’s an adequate law for classical
mechanics.
But it’s a law with two serious limitations. First, it assumes that
only two objects are interacting. But the electromagnetic field cannot be ignored; it is part of the system. So in the case of two moving
charged objects we do not have a simple two-body system. Second,
the law assumes that when two objects interact, the force between
them travels instantaneously. But this is not true. Even gravitational forces travel with the speed of light. So if we have a spaceship
traveling very fast, the force acting on the ship depends on where
the ship is located now, but the force acting on the planet depends
on Where the ship was located a little While ago, because the planet
doesn’t know yet that the ship has moved. So even with gravitational
forces the Third Law is not strictly obeyed.
It doesn’t matter. Newton’s Third Law of Motion is not a fundamental law of nature. It just happens to be true in a number of
useful situations. It does work for rockets, but if we are going to be
looking for more novel means of propulsion, then we need a more
general law.
The fundamental and general law that applies to our search is
the law of conservation of momentum. Momentum is a rather abstract property of moving objects, but its definition is simple. The
momentum of a moving body is simply its mass multiplied by its
velocity. So, for example, a rocket with a mass of 1000 kilograms
traveling 100 meters/second has a momentum of 100,000 kg m/sec.
(Curiously, despite the supreme importance of momentum in physics, there is no single name for a unit of momentum.)
The law of conservation of momentum states that in a closed
system—a system on which no force is acting from the outside—the
total quantity of momentum must remain unchanged. It is important to remember that momentum is a vector quantity—that is, it
has direction. Two objects may have the same amount of momentum,
but if they are traveling in opposite directions, then their momenta
are opposite in direction. Keeping this in mind, we can state the law
this way: when a number of objects are moving about in a closed
system, the sunvrof all their momenta is a constant. (And here we
must understand that electromagnetic and gravitational fields carry
momentum, so they are part of the system.)
What does this mean for a rocket? Think of a spaceship hanging
out in space all alone. Suppose it is far from the sun so that there
is no external force acting on it. If nothing happens, its momentum
cannot change. Therefore it can only continue to move with constant
speed in a straight line. (Hey—Newton’s First Law of Motion!)
If We want the ship to change its speed (and momentum) the only
way it can be done is for the ship to push something away from
itself. Then if the ejected material has a certain amount of momentum in one direction, the ship will have an equal amount of momentum in the opposite direction. If we continue to eject material
away from the ship, the ship will continue to increase its speed:
thus we have a reaction motor, or rocket.
Conservation of momentum requires that any kind of workable
space drive must be a reaction motor. There are two exceptions: the
mass-driver (or catapult) and the solar sail. In both of these exceptions the vehicle is not a closed system-.—it is being pushed by an
external force originating on a more massive body. (Conservation
of momentum still applies.) I am not going to consider catapults or
solar sails in this article, because I’m talking about interstellar
travel. Catapults are obviously out of the question. Solar sails won’t
do you much good when you are trying to accelerate out of the solar
system to very high speeds. They won’t do you any good at all in
interstellar space, with radiation coming at you equally in all directions.
I’ve made a pretty dogmatic statement up above—and let me repeat it: If conservation of momentum is a valid law, then every
interstellar space drive must be a reaction drive.
Now, I’ve stuck an if in there. But that’s the way we do logic. Well
now, how valid is conservation of momentum? How sure am I that
what I am saying is the truth, the whole truth, and always the
truth?
Pretty damn sure. Conservation of momentum, together with conservation of energy, is one of the most fundamental of all ournatural
laws. It has been verified experimentally to an exceedingly high
degree of accuracy, and no exception to it has ever been found. The
most important verifications are in reactions with elementary particles—for if the elementary particles obey these laws, then all the
objects built out of them have to obey these laws. And we see in all
kinds of experiments that when two particles collide with each other
they recoil in accordance with our expectations. When an atom emits
a photon of light, it recoils just like a rocket. For, let’s not forget
that electromagnetic radiation carries momentum; this is why light
exerts radiation pressure, why solar sails work.
Incidentally, it is important to be aware that modern physics
considers momentum and energy to be parts of a single whole. Just
as the 3 dimensions of space together with time make up a 4-dimensional spacetime, the 3 components of momentum together with
energy make up a 4-dimensional momentum-energy tensor. Thus,
conservation of momentum and energy are not separate laws. Conservation of momentum-energy is one law—represented by a single
equation in 4-dimensional spacetime. The latest experiments have
verified this law to within one part out of 1015.
So when I say this law is known exceedingly well, I’m not just
dogmatically beating my chops. I’m talking about the results of very
good experiments.
I also know that when I say: “It is impossible for an interstellar
space drive to operate without using a reaction principle,” somebody
is going to throw Clarke’s Law up in my face.
Our good friend Arthur C. Clarke, in a weak moment, made the
statement: "When a distinguished but elderly scientist states that
something is possible, he is almost certainly right. When he states
that something is impossible, he is very probably wrong.” (In Profiles
of the Future.)
Of course, this law does not apply to me, since I am not particularly
distinguished, although moderately elderly. Nevertheless, such a
statement cannot go unchallenged, since it would belittle any distinguished, elderly scientist who said that perpetual motion was
impossible. And a space drive that purports to operate Without pushing against anything is in precisely the same category as perpetual
motion. (Remember, conservation of momentum cannot be separated
from conservation of energy.)
In a situation where a proposed invention violates a well-established law of nature, the burden of proof is on the inventor. If he
can build a space drive that does not push against anything, then
he proves that the law does not apply. But first he has to build the
drive.
2. The Dean Drive.
And now we come to the Dean Drive. The Dean Drive is a gadget,
first hurled into notice through a series of articles in the 1960 Astoundings of John W. Campbell. It was a device supposed to be
capable of accelerating itself through space without pushing against
anything, and thus free of the limitations of rockets. In the original
article the Dean Drive was described as a small box filled with
rotating weights, driven by an electric motor. Photographs showed
this box mounted on a bathroom scale, demonstrating a distinct loss
of weight when the motor was turned on and the weights were
spinning around.
The implication was that if the motor had only been more powerful
the device would have lifted itself by its own bootstraps and taken
right off into the air. Nobody said What the device did on a beam
balance instead of a bathroom scale, or whether the thing felt lighter
if you just held it in your hands.
Campbell’s main beef, as always, was that the scientists of the
world simply ignored this wonderful invention, the greatest thing
since the invention of the wheel, and refused to look at it. I wrote
to Campbell, saying, well I’m a Working scientist and I would like
to look at the Dean Drive. I’ll even bring my own bathroom scale.
Perhaps he was offended by my apparent sarcasm. For unknown
reasons he never took me up on the offer.
However, never let it be said that all scientists gave the Dean
Drive the silent treatment. I may be a science fiction nut, but—at
that time, at least, I was a real scientist, working at the Princeton
Plasma Physics Laboratory, and I was seriously interested in looking at the device. (Perhaps Campbell thought that the machine was
one of those sensitive things that just can’t work in the presence of
a skeptic. Or am I being sarcastic again?)
Naturally publication of the Dean Drive article raised a great
furor. There were the usual letters to the editor, and more than one
person dutifully raised the proper technical objections to the whole
idea. The effect of the mysterious box on the bathroom scale was
explained as a result of an impulsive kind of force acting on a frictional system. Like hunching your bottom across a reasonably
smooth floor. (But not a completely frictionless floor.)
And while we all waited for a working model to lift itself off the
ground, somehow the whole thing just faded away into the background. More interesting things were going on in the 1960s.
Now, I find to my amazement, the matter has never been dead.
Just submerged temporarily, now surfacing in an article by G. Harry
Stine (Destinies, Oct—Dec, 1979). Since my purpose in this article
is to explore options for interstellar travel, I really can’t avoid discussing this remarkable device—an invention that would do away
with the fuss and bother of rockets if only somebody would take the
trouble to build one and make it work.
The Dean Drive is purportedly based on an invention by Norman
L. Dean. Its patent (U.S. Patent 2,886,976) is entitled: “System for
Converting Rotary Motion into Unidirectional Motion.” Back in
1960 I studied this patent very carefully and discovered a very interesting thing about it. The device does convert rotary motion into
unidirectional motion, but its method of performing this feat is no
more mysterious than the operation of an electric motor pulling a
vehicle along a track. It is nothing more or less than a very elaborate
ratchet.
Left out of every previous discussion of the Dean Drive is the
following interesting fact: In the Dean patent, the heart of the system is a metal tape that passes through the center of the machine.
All that the device does is to climb up the tape. That’s all it does. No
antigravity. No action without reaction.
It’s as though you took my Spinwriter (the printer for the computer on which I am composing), fastened one end of its paper strip
to the ceiling, and then had the machine climb up the paper by
means of the sprocket drive. Except the Dean machine did it in a
much more complicated way.
Now none of the articles on the Dean Drive mention this fact.
Even when they refer to the patent they don’t mention it. All they
talk about is a box that is supposed to lift itself up off the floor
without pushing or pulling on anything. Consequently, all of the
claims made for the Dean Drive are based on an out-and-out falsehood. The whole business is fraudulent.
The theoretical arguments given, trying to prove that a non-reaction space drive is possible, are equallyphony, and are based on
very elementary misunderstandings of physics. For example, there
is supposed to be something very mysterious about the relationship
between force and acceleration. We know that acceleration is the
rate of change of velocity. And we also know that according to Newton’s Second Law of Motion the force acting on an object is proportional to its acceleration. But now suppose you have an object whose
acceleration is changing. That means, according to this argument,
that there must be a component of force proportional to the rate of
change of the acceleration.
Which is nonsense, of course. By definition the force acting on an
object is proportional to its acceleration. So if the acceleration has
a rate of change, this means the force has a corresponding rate of
change. It is not necessary (and in fact is incorrect) to invoke a
special component of force proportional to the rate of change of the
acceleration. (Strictly speaking, the force acting on an object is equal
to the rate of change of the object’s momentum. When the mass is
changing, this distinction is important, as we shall see.)
The point is, there’s nothing mysterious at all about varying accelerations. Physicists continually deal with systems in which the
acceleration varies with time. (Plasma waves with oscillating electrons, for example.) The argument made by the Dean Drive enthusiasts is the kind of thing that would be dreamed up by somebody
who has never gone beyond Physics I, where constant acceleration
is the only topic treated. So as soon as he encounters a situation
where the acceleration changes with time, he thinks this is a very
unusual situation. But it’s actually the usual situation. Very rarely
are we fortunate enough to encounter a real physical situation where
objects undergo constant acceleration for any great period of time.
I have tried to convince you that reactionless space drives will not
work. The fundamental argument is based on the deepest law of
physics: the law of conservation of energy-momentum.
The complaints that “science” is ignoring an important discovery
are false. The truth is that the advocates of reactionless space drives
don’t know enough physics to convince a real physicist that he should
stop whatever he’s doing to invest his heart and soul and money in
building such a drive. Not understanding Why they are studiously
ignored, these advocates sit on the sidelines and grumble about the
unimaginative habits of the establishment.
I imagine that my arguments will not change the minds of any
true space drive enthusiasts. They will persevere. By the same token, I imagine that there are still people out there busily building
perpetual motion machines, trisecting angles, and squaring circles.
(However, I imagine there may be fewer people engaging in such
activities nowadays, since the current fad is to pursue telekinesis
and other psi phenomena by electronic means.)
The screen which he was watching at the moment, however, was not connected with an underground pickup.
It was linked with a pickup in the bottom of a basketball-sized sphere driven by a small inertial engine that held the sphere hovering in the air above the game sanctuary on the northern tip of Manhattan Island.
In the screen, he had an aerial view of the grassy, rocky mounds where the earth hid the shattered and partially melted ruins of long-collapsed buildings.
Since I wrote the above sentence back in 2010, there have been a couple of quote "replications" unquote. One was in China, the other at NASA.
My take is:
Inventor Roger Shawyer's theoretical basis for his EmDrive appears to be total rubbish. It violates conservation of momentum, which would basically mean scrapping all of physics and starting over from scratch, yet still predicting the same results of every experiment in physics in the last few hundred years. This is because of the Correspondence Principle. Conservation of momentum is required and maintained in Maxwell's equations, Newtonian mechanics, special relativity, electrodynamics and quantum mechanics (and their combination, quantum electrodynamics).
Shawyer's theoretical basis may have nothing to do with the equipment. That is, his basis may be rubbish but he accidentally stumbled onto an arrangement of equipment that actually does create anomalous thrust.
It is a good general rule to be skeptical of positive results when the measurements are at the limit of accuracy.
The fact that three experiments by three different researchers have shown positive results is interesting. However, there are questions about the results.
If the EmDrive actually works, it really and truly is a reactionless drive. Which means it is a weapon of mass destruction that would make the Dinosaur-killer asteroid look like a wet fire-cracker.
John Baez points out that the NASA experiment measured a force that was one thousandth as big as from the Chinese experiment (The incredible shrinking force! In 10 years the device will be using quantum gravity and producing even less force. ). And also that there were some serious problems with the experimental setup (which Mr. Baez goes into in detail).
Ethan Siegel does further analysis, along with the red-flag warnings that should tip off careful readers that something suspicious is underway, in his article How to fool the world with bad science
LATE BREAKING NEWS:
A group of German scientists did an analysis of the EmDrive, building their own from the blueprints and discovered that it does not work. They actually discovered a flaw in the methodology that gave a false positive.
They knew right away that something was wrong when they got the exact same thrust value reported at 50 watts when they ran their version at two watts. In the real world if you turn down the power input it also lowers the output.
The killer finding though was when they did a "null test." They ran the test with zero power going to the microwave cavity (meaning that full power went to the entire EmDrive but the power going to the microwave cavity was intercepted and absorbed by an attenuator). And they still got the same thrust value.
What was even more weird is that you get the same amount of thrust but in the opposite direction if you turn the test rig to point in the opposite direction. This should not happen. Real propulsion systems like rockets always create thrust in the direction the combustion chamber is pointing, regardless of the direction the chamber is aimed at. If the chamber is aimed North the thrust should be in a northernly direction. If the chamber is aimed East the thrust should be easterly. Something is rotten in the state of Denmark if you aim the chamber East and find the thrust is in a southern direction.
You would be understandably surprised if you aimed a rocket at the ground but when the burn started the rocket climbed into orbit moving backwards instead of augering into the ground. Yet this is what the instruments indicated that the EmDrive was doing.
Which logically leads skeptical scientists to wonder how accurate the thrust measuring instrument is.
Yep, that was the problem. The cables that carry the current to the microwave amplifier run along the arm of the torsion bar (the thrust measuring instrument). Although the cable is shielded, it is not perfect (because the researchers did not have enough mu metal). As it turns out the Earth's magnetic field causes the current in the cable to create a force pushing the cable sideways. Since the cable was attached to the arm of the torsion bar, this pushed the torsion bar sideways as well, which made a false reading that the microwave cavity was creating thrust. And if you turned the EmDrive to point in the opposite direction, this of course changed its orientation relative to the Earth's magnetic field, reversing the direction of thrust.
Bottom line: The EmDrive does not work, it produces zero thrust. The problem was the thrust measuring instrument was lying.
Like many such drives, the heart of the gizmo is an oscillator. A sizeable mass is moved first forwards, then backwards. Due to Newton's third law, the spacecraft will move in the opposite manner: first backwards, then forwards. With a conventional oscillator the spacecraft winds up in the exact same spot it started since the motion forwards then backwards cancel each other out.
And like many such drives, the inventor is trying to unbalance the oscillator. If this can be done, the two motions will not cancel out, and we will have our magic space drive. The unbalancing is achieved by changing the weight of the sizable mass, so it is heavy when moving forwards, then somehow lighter when moving backwards.
How the heck can that be accomplished? The weight change must be such that it does not change the momentum of the system, which is a challenge.
The report suggests replacing the solid sizable mass with a ring of ions moving in a circle. The ring is orthogonal to the oscillator motion. By making the ions move at relativistic speeds the mass of the ion ring can be altered.
As always physicists cannot prove that the law of conservation of momentum is inviolate, but that's the way to bet. The Helical Engine certainly runs afoul of it.
Chris Lee offers this critique:
YOU GO FASTER IF YOU HOLD YOUR FARTS IN —
Near-infinite specific thrust from drive that ignores physics
Conservation of momentum is for a different universe, apparently.
NASA is renowned for doing really difficult stuff. You want to drop a Mini-sized lander on Mars using a sky crane? Well, NASA will do that for you. There is a view of NASA as staid and conservative but, on the whole, I think the agency is full of innovative problem solvers, albeit sometimes crippled by political oversight.
The side-effect of being innovative is that some rather strange and unphysical ideas sometimes escape from NASA. This probably explains the Helical Drive.
Twisting the laws of physics
The basic idea of the Helical Drive, according to the author of that link, is simple. Imagine that you have a mass in a cylinder that is oscillating back and forth. Every time the mass hits the end of the cylinder, it will impart some momentum, accelerating it. Because the mass sequentially collides with each end of the cylinder, the net force is zero, and the only outcome is that the cylinder gets a massive headache.
But, what if—you're going to love this—you could magically increase the size of the mass when it was traveling in one direction and decrease the mass when it was traveling in the other direction? If the velocity of the mass is kept the same, the force imparted at one end would be greater than at the other. You would have a net force: the cylinder would continuously accelerate in one direction.
Now we just have to fill in the magic part: how do we magically change the mass? The answer here is special relativity. If something is moving at close to the speed of light, its mass will increase. Indeed, the closer the object is to the speed of light, the larger its mass.
So, the answer, apparently, is simple. If we use a very strong magnetic field along the length of the cylinder, then alpha particles (helium atoms with the electrons stripped off) will start to corkscrew around the field. An accelerator in one section can accelerate the ions to as close to the speed of light as possible, while in a different section a countering accelerator will slow them back down. At each end, the ions reflect, imparting momentum to the cylinder.
Even better, the energy lost in accelerating the ions can be recovered when you slow them down, so it's nearly free acceleration (it is not a perpetual-motion machine in that sense, anyway). To put this in perspective, the author modeled this using magnetic fields of about 13T. The accelerator requires 160MW of power, which the author hopes to recover from the particles when they slow.
Conservation of momentum should not be ignored
Now, the author argues that because the inertial mass grows nonlinearly with speed, there is an average acceleration in one direction. Even better, this difference increases as the peak particle speed gets closer to the speed of light. Unfortunately, the Universe just doesn't quite work like that.
So, let's just state up front: this drive won't work. The problem is that, even though the author does a very nice simulation, he has left out the fields that do the accelerating. When we accelerate ions using a magnetic or electric field, the ions push back on the field. There is an equal and opposite force exerted on the electrodes and coils that produce the fields, and those just happen to be in the spaceship, too.
In the first step, where we accelerate the mass to a high relativistic speed, we also accelerate the cylinder in the opposite direction. Now, in special relativity, we don't conserve energy and momentum separately. Instead, they are conserved together. If you only consider momentum (and not energy), then you will find net forces everywhere due to inertial mass changes—things get heavier as they approach the speed of light. This is exactly what the author has found. If you consider energy and momentum simultaneously, those forces will suddenly disappear.
This is where the increase in inertial mass comes from in the first place: energy is sucked out of the field and turned into mass. When the particles are slowed, that mass is given up as photons in the field, which slow the cylinder as they are absorbed. What is the net force? Zero, 0N of force.
Now, my issue with this idea is not that it doesn't work. And my issue is not that NASA has people who spend time wondering about ideas like this—the author's job title includes the word "manager," so the more time he spends on this, the less damage he can do managing. My issue is that the last set of bullet points in the last slide tell the entire story.
Basic concept is unproven
Has not been reviewed by subject-matter experts
Math errors may exist!
Yes, and the author works at an organization full of physicists who are subject-matter experts. I can't decide whether the moral of the story is that you should talk to people who know things before publishing anything or that, if you can't figure out where the momentum has gone, you don't understand what you are modeling.
All existing methods of space propulsion are based on expelling a reaction mass (propellant) to induce motion.
Alternatively, "space coupling propulsion" refers to speculations about reacting with space-time itself to generate
propulsive forces. Conceivably, the resulting increases in payload, range, and velocity would constitute a
breakthrough in space propulsion.
Such speculations are still considered science fiction for a number of reasons: (1) It appears to violate
conservation of momentum. (2) No reactive media appear to exist in space. And (3) No "Grand Unification Theories"
exist to link gravity, an acceleration field, to other phenomena of nature such as electrodynamics.
This paper focuses on the rationale behind these objections. Various methods to either satisfy or explore these
issues are presented along with secondary considerations. It is found that it may be useful to consider alternative
conventions of science to further explore speculations of space coupling propulsion.
CONSERVATION OF MOMENTUM
The primary reflexive response to the notion of space coupling propulsion is concern over conservation of
momentum. Newtonian mechanics requires that momentum be conserved, and propulsion without propellant appears
to violate this law. In the case of conventional propulsion, conservation is satisfied because the expelled propellants
possess equal and opposite momentum to the vehicle. Space coupling propulsion appears to violate this law because
the reaction mass is not readily apparent. Conservation of momentum can be satisfied in various ways that do not
require having an on-board supply of reaction mass. These include: conservation by using the contents of space as
the reaction mass, conservation by expelling non-mass momentum, conservation by negative mass, and conservation
by coupling to distant masses via the intervening space. Several of these treatments, most notably interacting with
the contents of space and coupling to distant masses, evoke secondary issues.
Conservation Using the Contents of Space:
Rather than using an on-board reaction mass, momentum can be conserved by using the matter that is available
in space in much the same way that aircraft propellers react against the medium of air. Space, however, is
commonly thought to be empty which is another major barrier to the notion of space coupling propulsion. Space
is not empty, however. Space contains interstellar matter, magnetic fields, star light, Cosmic Microwave
Background radiation, and subtle substructures of space like Zero Point Energy and the virtual sea of pair
creation/annihilation. And, underlying all of these media, is the "structure" of inertial frames which may also
constitute a reactive medium.
The more familiar contents of space, matter, light, and magnetic fields, are probably too feeble to be an adequate
reactive media. Methods have been proposed that use these media for propulsion, namely solar sails and an "Interstellar Ramjet", but these methods do not constitute genuine space
coupling propulsion.
A less obvious candidate for a reactive media in space, which was discovered in 1964 and is
being studied today by the COBE space craft, is the Cosmic Microwave Background radiation.
Presumed to be a remnant from the Big Bang, this background radiation permeates all space and appears to be
coincident with the mean rest frame of the galaxies surrounding earth, and provides a phenomena by which velocities
relative to that frame can be measured (directional doppler shifts). Such features invite using this background as
a medium to possibly react against, but, like interstellar matter, it is very feeble (4×10-34 g/cm3).
Although not promising as a direct reactive medium, it may one day provide a useful reference for deep space
navigation.
A more fundamental category space coupling media is the substructures of space. These include Zero Point
Energy (also known as the vacuum fluctuations of the electromagnetic field) and the sea of virtual pair creation/
annihilation. Zero Point Energy is the absolute minimum energy of a harmonic oscillator at its ground state. This
means that even in the vacuum of space, there is a non-zero energy of electromagnetic oscillations.
The sea of virtual pairs refers to the quantum mechanical possibility that particle pairs (matter-antimatter) are
spontaneously produced and reconverged throughout space. Usually they are low energy photons, but could
occasionally be electron/ positron pairs (reference 1). Some concepts for reacting against these medium have been
speculated and may be candidates for Space Coupling Propulsion.
Perhaps the most likely media for genuine space coupling propulsion are inertial frames themselves. Inertial
frames are the fundamental frameworks against which the laws of motion are described, and as such, have some
physical significance beyond just mathematical entities. The nature of this physical significance and the correlation
to other phenomena is not fully understood. Imagining inertial frames as a candidate reactive media is difficult
because inertial frames are used as a reference for observing interactions, rather than as a participant of interactions.
The utility of inertial frames will be discussed later in this paper under the heading; "Conservation Using Coupling
to Distant Masses".
Perhaps one way to consider interacting with inertial frames is to use the previously described contents of
space, in particular, the Cosmic Microwave Background radiation and Zero Point Energy. Both of these phenomena
are coincident with inertial frames, and perhaps are fundamentally linked to some "structural" property that may
some-day provide an indirect means to reactively couple to inertial frames themselves.
Conservation Using Non-Mass Momentum:
Another way to satisfy conservation of momentum is to consider that some non-mass momentum is expelled
from the vehicle, such as photons, gravitons, or hypothetical "space waves" (figure 1).
NOTE: The graphic device employed in figures 1-3 is space-time "fabric", where the height of the "fabric" is
proportional to gravitational potential. Gradients or "hills" in this graphic fabtic represent acceleration fields and,
analogous to real hills, induce motion in the "down hill" direction.
Assuming that it were
possible to focus all this expelled radiation along a single direction, the general equation relating power (P), force
(F), and velocity (v), P = F × v could be used to indicate the potential force per radiated power. The velocity
term refers to the radiation velocity, and in the case of photons and gravitons, this is the speed of light. Entering
the speed of light into this equation translates to a rather feeble force per radiated power: 3.3×10-9 Newtons/Watt(I thought it was 3.3×10-8 but I must have been wrong).
This force/power equation assumes, however, that the radiation has zero rest mass. Gravitons have been
speculated as being a more promising candidate of energy expellant because they might not have zero rest mass and
because they are related to mass/acceleration phenomena. Gravitons are quantized gravitational waves analogous
to the way that photons are quantized electromagnetic waves. Unfortunately, gravitons are still just theoretical
entities, and no methods have yet been proposed for using gravitons for propulsion.
Another avenue for exploring this non-mass momentum theme would be to look for alternative forms of "space
waves" that either have a non-zero rest mass, or have much lower propagation velocities than light. Perhaps oscillations
in the "structure" of inertial frames may constitute these hypothetical space waves.
Conservation Using Negative Mass:
An imaginative means of conserving momentum is to create a condition where the total mass, and hence
momentum, is always zero. This treatment uses hypothetical "negative mass". If equal amounts of positive and
negative mass were placed side by side, they would both accelerate along the vector pointing from negative toward
positive matter because of the interactive properties of negative and positive mass (figure 2). This negative matter
propulsion concept does indeed. satisfy the laws of motion. The weakness of this negative matter
scheme, aside from the problem of obtaining and handling negative matter, is whether or not the laws of motion
would still be satisfied if unequal proportions of negative and normal mass were used. Conservation may still hold
with unequal masses if the concept of coupling to distant masses is considered. This concept is discussed next.
Conservation Using Coupling To Distant Masses:
Perhaps the most fundamental and broad-sweeping concept for space coupling propulsion is the concept where
a vehicle produces its own acceleration field to push against some "structure" of space. To satisfy conservation of
momentum with this concept, it is necessary to speculate that the reaction force is imparted onto distant masses
via this space structure in much the same way that gravity attracts distant masses. Momentum is conserved by the
equal and opposite momentum imparted to the space/matter system (Figure 3). This requires the perspective that
matter is somehow connected to space, and that space has a degree of "stiffness" to transmit force to distant niatter.
This perspective is difficult to conceptualize, and evokes secondary issues that are discussed next.
Mass is known to "connect" to space in two ways; gravity and Mach's Principle. Gravity is the field
phenomena related to the presence of mass, where this field causes an attraction with other distant masses. Mach's
Principle relates the presence of matter to the definition of inertial frames. Mach theorized that inertial frames exist
only because of the presence of matter. Additionally, as indicated by inertial drag, a given point in
space may actually be a composite of inertial frames, each of which is somehow "connected" to its source mass.
Another interesting point is that gravity and inertial frames are related. Gravitational fields are, in essence,
accelerated inertial frames, and alternatively, unaccelerated inertial frames are gravitationally flat (the gravitational
potential across the space is constant).
To further consider reacting against distant masses, it is useful to indulge some alternative perspectives of
these known phenomena. For example, it is useful to consider that inertial frames and their "connection" to their
source masses provide the structures for reactive coupling. This implies that inertial frames would have a property
for referencing position, in addition to referencing acceleration, to allow position relative to the frame’s source mass
to be uniquely defined. This is unconventional because inertial frames are thought to provide only a reference for
measuring accelerations, not velocity or position. Additionally, it is useful to assume that this position property
has some characteristic "stiffness" that allows forces to be imparted across space to the source masses. Such
considerations evoke the notions of the proverbial "aether" and the theoretically defunct "absolute reference frame".
The similarity between these views and those unpopular notions is not exact, and hence, should not prejudice
indulgence in these perspectives.
Continuing with these speculative perspectives, forces could be induced relative to inertial frames if it were
possible for a vehicle to alter its gravitational field distribution or its connectivity to its own inertial frame. By
redistributing its own gravitational field, it could, in effect, create a local asymmetric acceleration field. The
reaction forces would be imparted to the "stiff" inertial frames and subsequently to their source matter (figure 3).
This is similar to the special case in the concept of negative mass propulsion where there is more normal mass
than negative mass. In this case the non-zero momentum of the vehicle would be balanced by the equal and opposite
momentum of the inertial space and its associated matter.
An issue related to these speculations, whose investigation may provide clues to the "structure" of inertial
frames, is the proportionality of the imparted forces. If inertial spaces are pushed against, do the frames' source
matter move in unison (Case A, figure 4), or do they move proportionally (Case B, figure 4)? What is this proportionality
based on; the distance from that point and/or the magnitude of the source mass? One speculation to
quantitatively explore this proportionality is to assume that the proportionality coefficient at a given point in space
is simply the gravitational potential of the source mass at that point in space. These speculations and questions have
yet to be fully explored.
The concept of coupling to distant masses requires some unconventional perspectives on the structure of space,
particularly with respect to the definition of inertial frames and their relation to matter. Further investigations of
this coupling possibility would likely require further indulgence and refinement of these unconventional perspectives,
including exploration of the proportionality issue and the relation to Mach’s Principle.
SEARCHING FOR A FORCE INDUCING TOOL PHENOMENA
Having addressed the issues of conserving momentum and the contents of space, and having identified the
desirability of inducing a localized acceleration field onto an inertial frame, the next issue is to identify candidate
mechanisms to create this acceleration effect. Acceleration fields imply gravity, and hence, the target mechanism
is to discover some means to alter gravity. This evokes the last major reflexive response to the notion of space
coupling propulsion: There are no known ways to practically manipulate the phenomena of gravity. There are two
avenues to respond to this issue. The first avenue is direct manipulation of gravity by the motion of masses. The
second avenue is to induce gravitational forces via an intermediary phenomena, such as electrodynamics, which
evokes the need for a "Grand Unification Theory". Although science has not yet provided such a theoretical
mechanism, there are several different approaches toward discovering a useful connection between gravity and other
phenomena. All these approaches offer different applicability or viability for space coupling propulsion and are
described next.
Inducing Accelerations by Motion of Masses:
Several concepts exist that consider inducing force or local accelerations by the motion of nearby masses.
In general, these concepts are either impractical because of the enormous mass densities and speeds required, or are
of doubtful viability because of uncertain physics.
General Relativity Based Gravity Devices: An impractical, but theoretically sound method to create
acceleration forces is based on "magnetic gravity". General relativity provides the possibility of an analogous
phenomena to gravity that magnetism is to electricity. Unfortunately, in order to produce appreciable forces
with these conceptual devices, ultra-dense masses (densities approximately that of a white dwarf) must be
moved at relativistic speeds along strictly defined paths.
Gyroscopic Antigravity Machines: On a more speculative side, devices have been designed and patented
(reference ll), that claim to produce gravity negating forces by gyroscopic motion. These devices are
variations on a theme of converting angular momentum into linear force; a scheme which violates conservation
of linear momentum. One example of this is a "Laithwaite Engine" which gives the appearance
of providing upward forces by the upward swing of its gyroscopes once the device begins to rotate. This
motion, however, is not a propulsive force, but rather a torque that makes the gyros change orientation in
order to conserve angular momentum. This device and others like it do not hold much promise as propulsion
devices, but are excellent instructional tools for understanding conservation of angular momentum.
Anomalous Gyroscopic Measurements: Recently, another gyroscopic device has been reported to produce
reductions in weight proportional to rotational motion. This report is not a proposed antigravity
device, but rather an observation of an unexplained result. A gyroscope weighing on the order of 150
grams and with a vertical spin axis, was found to have weight reductions on the order of milligrams when
rotated in the right-hand direction, and no weight change when rotated in the left hand direction. This is
probably just an experiential error, but being such a peculiar observation, it is worthy of note.
Inducing Acceleration Effects via Intermediary Phenomena:
In addition to the perspective of inducing forces from the simple motion of matter, there is the perspective
of using some intermediary phenomena to induce effects. This means finding some controllable phenomena that
is related with the phenomena of gravity, and using this control phenomena to indirectly kduce gravitational
effects. An example of this intermediary principle is the way that microwaves (electrodynamics) are used to induce
molecular vibrations (heat). With respect to space coupling propulsion, the prime intermediary phenomena is
electrodynamics. Various approaches to correlate gravity to other phenomena are briefly reviewed below and include:
(1) General Relativity's connection between inertial frames and gravity as referenced by electrodynamics, (2)
Gravity as an index of refraction for electrodynamics, (3) Gravity as a Zero Point Energy effect, and (4) The
hypercharge force.
General Relativity, Conventional Correlations: Although gravity is known to effect electrodynamics
(gravitational fields bend the path of light), General Relativity has not provided a gravity/electrodynamic tool
applicable for space coupling propulsion. Instead, General Relativity uses electrodynamics (specifically the
speed of light) as the reference for describing how gravity relates to inertial frames. For example, in the basic
equation governing the relation between distance (d), time (t), and the phenomena of light, d = t × c , the
speed of light (c) is the reference constant, and space and time are the variables that "warp" relative to gravity
(reference 3). Although this perspective has proven its usefulness, it may not be optimum for the perspective
of space coupling propulsion.
Index of Refraction and Gravity: An alternative approach to describe the same natural observations is to
treat the speed of light as the variable that gets "warped" in the presence of gravity. Basically, this perspective
takes the form of relating the index of refraction of light to gravitational potential (references 14, 15).
In the case of space coupling propulsion, it may be more useful to consider distance as "stiff" and the speed
of light as the variable with respect to gravity. This approach allows considering electrodynamics as the
intermediary mechanism rather than as the reference. To date, no proposed mechanism based on such perspectives
have been reported, but this may be an interesting avenue for further exploration.
Gravity and Zero Point Energy: An interesting alternative approach to relating gravity and electrodynamics
is the theory that gravity is an induced effect associated with Zero Point Energy fluctuations of space. Various methods that use Zero Point Energy for propulsion have been proposed, but no concept has been proposed that takes advantage of these correlations to induce asymmetric gravity
fields. This approach also merits additional consideration.
Fifth Force, Hypercharge Force: Another interesting perspective linking gravity to some other more manageable
phenomena, is the "hypercharge force" concept. In a reanalysis of the experiment that demonstrated that
all masses, independent of composition, accelerate uniformly in a gravitational field, it was found that there
may be a correlation between gravitational acceleration and a sub-atomic characteristic called hypercharge or
baryon number. This correlation has yet to be fully proven or disproven, but either way, it
does not hold much promise as a candidate mechanism for space coupling propulsion. The differences in
gravitational attraction by hypercharge are negligible (delta-g/g approximately 10-7).
As unbelievable as these machines for controlling gravity might seem, they at least use a form of matter which we know exists, even if it is presently found only in the interiors of far distant stars. There are speculations that there might exist another type of matter. It has very strange properties. If it ever could be found or made, then a whole new era of gravity control would open up.
All the matter that we know of is the type called regular (positive) matter. Yet both the Newton and the Einstein Theories of Gravity allow the existence of an opposite form of matter, called negative matter. According to the theories of gravity and mechanics, an atom of negative matter would repel all other matter (including other atoms of negative matter).
Now, the first thing you should realize is that negative matter is not "antimatter". Antimatter is different from regular matter in its quantum mechanical properties, not its gravitational properties. Although it has yet to be proven experimentally, we are fairly sure that antimatter attracts other forms of matter, just like normal matter. Negative matter, however, would repel other forms of matter.
We do not know how to make negative matter. But when we do, we will discover that it will not cost us any energy to make that negative matter. Because the rest mass energy of a particle is proportional to its mass (E=mc2), the rest mass energy of a negative mass particle is negative! That means that if we always create equal amounts of positive and negative matter at the same time, it will cost us no net energy to do so! One can imagine a future scene in some huge laboratory, where great machines apply intense electric, magnetic, and gravitational forces to some microscopic point in empty space. The energy levels of the fields are raised higher and higher until the "nothing" itself is ripped apart into a ball of regular matter and an equal sized ball of negative matter, the whole process using no net energy except for the losses in the generating machines.
Once we have our negative matter, we can start using it to make antigravity machines. But we must be very careful how we handle the negative matter. Unlike a chunk of regular matter, which responds to your push by moving away, if you push on a chunk of negative mater, it will come toward you! (If by mistake, you pushed on some negative matter, and it started to move toward you, you must quickly run around behind it and give it a slap on the rear to bring it to a halt!)
Now that we have learned how to control our working material, the simplest antigravity machine that we can make is to form the negative matter into a dense disc and lay it on a good strong floor. If the disc is dense enough and thick enough, then the repulsive gravity field on both sides of the disc will be one Earth gravity. That negative gravity field from the disc would then cancel the gravity field of the Earth. In the region above the disc, the gravity attraction would be zero and you could float there in free fall. (and in a space ship in free fall, such a disc in the ceiling would provide Terra normal gravity by repelling you downward)
The negative gravitational field of negative matter can also be used for gravity propulsion. If you place a ball of very dense negative matter near a similar dense ball of regular matter (which is incidentally attached to your spaceship), you will find that the negative matter ball will repel the regular matter ball, which in turn will attract the negative matter ball. The two dense balls will start to move off in a straight line at a constantly increasing speed. The acceleration will be the strength of the gravitational attraction of one ball for the other, with the negative matter ball chasing after the positive matter ball and the positive matter ball carrying your spaceship along with it. (Question: how do you stop this when you've reached your destination?)
You might at first worry that I'm getting something for nothing. First there were two balls of matter, both standing still, with no kinetic energy. Then, after a while they are both moving off together at high speed with no propulsion energy being expended. You might think that would prove that negative matter is impossible, since it looks like the law of conservation of energy is being violated.
But if you look very closely, you will find that negative mass propulsion does not violate any laws of physics. It is true that the ball of regular mass gains speed and increases its kinetic energy [E=1/2(+m)v2], so it looks like it is getting energy out of nowhere. But while it is doing so, the ball of negative matter is gaining negative energy [E=1/2(-m)v2] and the total energy of the two masses is zero, just as it was when they were standing still. Thus, negative mass propulsion does not violate the law of conservation of energy.
By the same type of argument, you can also show that negative mass propulsion does not violate that other important law of physics, the law of conservation of momentum. For while the momentum of the positive ball of mass is increasing, the momentum of the negative ball of mass is decreasing, resulting in zero net momentum, even though the two balls started out standing still and now are moving off at high speeds.
So far as we know, negative matter doesn't exist. We don't know why it doesn't. After all, both the positive and negative forms of electricity exist, so why not the positive and negative forms of mass? Perhaps there is some yet unknown law of physics that prevents it from forming. But even if we can never obtain this indistinguishable from magic material, we can still devise ways to control gravity with just regular matter, if just work hard and use enough energy and intelligence.
(ed note: Randy's asteroid prospectors discovered an alien creature, which they named the Silverhair. It is apparently composed of negative matter. And so it the "ball", which is basically Silverhair poop.)
“ After I gave him all the facts and showed him some video
segments, he conceded that maybe negative matter could exist
after all. What really convinced him was the description of my
injury, where the cut edges looked like a thin sliver of material
had been evaporated.” “Why is that?” asked Randy. “Well, as Steve explains it, according to one theory, when
negative matter touches normal matter, equal amounts
vanish—nothing is left, not even energy. The process is called
nullification. It’s like the annihilation of matter by antimatter,
but in the nullification process, since the normal matter has
positive rest mass and the negmatter has negative rest mass, the
net rest mass is zero, so zero energy is released. That’s why we
didn’t notice any radiation when the Silverhair and I collided.” “What else did Steve have to say?” asked Randy. “He told us to look for electric or magnetic fields around the
Silverhair and the ball,” said Jim. “Negative-matter particles
repel each other gravitationally, so they would normally tend to
spread far apart from each other. But since the negative-matter
particles in the Silverhair and the ball are jammed together at
high density, there must be some other force field involved that
holds them together.” Philippe spoke up. “Hiroshi found a very strong positive
electric field associated with both the ball and the Silverhair.
It’s as if the material were all made of particles with the same
charge.” “Normally, particles of the same charge would repel each
other and be pushed apart,” said Jim. “But according to Steve,
when you attempt to repel a negative-matter particle, it
responds in a perverse manner and comes toward you.”
“That explains one thing,” said Randy. “Siritha noticed
some static-cling effects of space dust on her helmet. But there
was nothing large—no lightning bolts.”
“Both the Silverhair and the ball rapidly develop a cloud of
orbiting electrons around them,” said Philippe. “They must
attract the negative electrons from the plasma in space while
repelling the positive ions. The negative electric charge of the
electron cloud cancels out the positive electric charge of the
negative matter, unless, of course, you get inside the orbiting
cloud of electrons and very close to the surface of the negative
matter. Hiroshi got some good measurements of the electric
field around the ball by enclosing it in a plastic container,
sweeping up all the electrons near the ball with a grounded
metallic plate, then making measurements inside the container
while all the interfering electrons were forced to stay outside
the container. We then did some experiments on the ball.”
“What kind of experiments?” asked Randy, looking intently at Philippe.
“Since the ball is charged,” Philippe answered, “it’s easy to
push it by charging up a metal plate placed near it. Of course,
being negative matter, when you push it, it comes toward
you.”
“That can get dangerous, said Jim, holding up his cast. “If
it gets too close, you get nullified.”
“In the experiment Hiroshi did,” Philippe went on, “he
used a metal plate with a negative electric charge so it would
attract the positive electric charge of the ball. The ball pulled
away in the opposite direction, pulling the test apparatus, the
power supply, and Hiroshi along with it. When Hiroshi saw
what was happening, he quickly turned the field off. He then
had to reverse the field and push on the ball for a while to bring
it to a halt again.”
“It was just as Steve predicted,” said Jim in awe. “A true
reactionless space drive.”
“A space drive?” exclaimed Randy in amazement.
“That is correct,” said Philippe, his voice deepening as his
face turned deadly serious. “When that ball of negative matter
was pulling Hiroshi and his test apparatus along, there was nothing going in the opposite direction. There was no reaction
mass and no energy source involved, but they moved nevertheless. That means a large enough negative-matter ball electrostatically coupled to a positive-matter spacecraft can propel
the spacecraft at any acceleration the crew can stand for as long
as you want. Flight to the stars at near light speed is no longer
a dream . . .”
When the enormity of the finding hit Randy, a broad smile
spread across his face. An interstellar space drive! He had
dreamed of exploring the stars and now his dream, could come
true! He leaned forward over the table, eyes on Philippe.
“What are the limitations?” he asked, knowing there must
be some.
“The mass of the negative matter must be exactly equal and
opposite to the positive mass of the spacecraft,” said Philippe.
“If it isn’t, then the separation distance between the mass and
the spacecraft will change with time. If it gets too close, you
risk nullification. If it gets too far away, you risk losing it.”
“You have to control the mass of one or the other, then,”
mused Randy. “Not easy.” He thought some more. “Didn’t
you say the silver ball has a mass of ten tons?”
“Yes,” said Philippe. “A negative ten tons.”
“Then that one ball can drive a ten-ton spacecraft. Do you
think you could arrange for a demonstration using one of the
prospector flitters? They mass around ten tons.”
“Perhaps,” said Philippe, thinking. His finger rose to feel
the mustache under his nose, then followed it across his face
and up over his ear as he thought further about the idea.
“Yes,” he said finally.
“Do it!” said Randy. “I’m going to get some breakfast and
then go hack out to see the Silverhair. I wonder if Bob can get
it to lay more of those silver eggs.”
“Careful,” warned Philippe. “Don’t kill the goose ...”
(ed note: since the "eggs" are Silverhair poop, Randy now has access to a steady supply of negative matter)
A week later, Philippe took Randy to the hangar cavity on
the other side of Hygiea.
“We’ve installed the negmatter drive in the hold,” said
Philippe, leading the way as he and Randy floated in through
the cargo, door in their space suits. “Right at the center-of-mass
of the ship.”
In the center of the cargo bay was a large, cubical metal box
nearly twice as tall as Randy. Surrounding the box were some
large power supplies. A technician was tying up some stray
wires.
“Is the negmatter ball in there?” asked Randy.
“Ready to go,” said Philippe. “All six high-voltage supplies are operating and pushing on the ball equally from all
directions. In the control room is a three-axis maglev joyball
just like the ones that are used in the drop capsules on the
rotovators. You push the ball forward, the fore and aft power
supplies change their voltages, the negmatter ball gets pushed
in the backward direction, and it responds by moving in the
forward direction, pushing the spacecraft ahead of it. If you
want to go sideways or vertically, just move the ball in that
direction and the power supplies for those axes will respond.”
“Don’t want to get out of sight of the base,” said Randy,
he pulled the joyball to one side to bring them around in a large
circle.
“We’re going sideways!” he complained.
“With only one ball of negmatter, I was unable to obtain any
torque control,” said Hiroshi.
“l’ll fix that,” said Bob, firing some attitude rockets and
tuming the ship around so that it faced in the direction it was
traveling. “You just do what you want with the drive controls;
boy-boss, and granddaddy Bob will follow your every move
and keep us lined up with the straight and narrow.”
After Randy and Bob had completed a few more practice
turns, a warning chime carne from the engineering console in
front of Hiroshi. Randy instinctively pulled back on the joyball
until they were once again in free-fall.
“ls there a problem?” he asked apprehensively.
“The ball of negative matter is starting to drift away from
the center of the drive control box,” reported Hiroshi. “As
Bob uses fuel to control our orientation, the mass of the
spacecraft slowly decreases.”
“Too bad we can’t control the mass of the ship” said Randy.
“There is a way to do that,” said Hiroshi. “But I didn’t
include that feature in this first design.”
“In that case,” said Randy, pushing forward on the controls
again, “let’s head for base and rework the drive. I want to go
back to Earth in style!”
“Hiroshi’s new six-degree-of-freedom negmatter drive is
pretty complicated,” said Philippe. “It has linear drive and
torque control in all three axes. For control of the ship’s mass,
the hull is covered with activated metal foam that absorbs and
holds on to any gas or dust that strikes it. With a constant flow
of positive matter coming in, we can afford to shoot propellant
out from ion engines to provide mass trim and drag makeup.”
“lt’s amazing how fast Hiroshi and the rest of your techs
solved the engineering problems of coping with negmatter,”
said Randy.
“Since the negmatter is electrically charged, it turned out to
be easy,” said Philippe. “You use radio fields to make the
balls vibrate. If you vibrate them at just the right frequency,
you can make them break into two, three, or four pieces, or
even spit out little droplets.”
“Glop those small pieces together and you can make
any-sized ball you want,” said Randy. “I still think it’s
amazing. ”...
“You sure are a lucky bastard, Randy,” started Steve. “One
little find, and you end up owning a spacewarp, a reactionless
space drive, and a nearly infinite source of free energy.”
“Free energy?” Randy repeated, a little taken aback.
“Yep,” said Steve. “When negative matter and positive
matter interact through long-distance forces, the negative
matter gains negative kinetic energy, while the positive matter
gains positive kinetic energy. Take a drop of highly charged
negative matter, push on it with electric fields until it is going
at nearly the speed of light, and in return you get electrical
energy back. The only limit on the amount of energy you can
get is how close to the speed of light you can push the negative
matter before losing control of it.”
“That could cause a serious hazard,” said Randy. “The
whole solar system contaminated with high-speed negative-matter particles.”
“Simple solution,” replied Steve. “Just direct the high-speed negative matter into a beam stop. Generic dirt will do.
The negmatter with all its negative kinetic energy will just
disappear when it hits the dirt and nullifies.”
“Hmmm,” said Randy. “Looks like I had better start an
energy production division.”
(ed note: and you know that eventually somebody is going to weaponize this)
I had thought that one could hand-wave a reactionless drive but control it with some kind of limit on the damage. Specifically I thought that one could figure the kilowatt equivalent of the momentum change created by such a drive, and use that as the required power.
The underlying problem is that breaking the law of conservation of momentum shatters the entire mathematical framework. The specific problem is that you will get different values for the kinetic energy expended depending upon the reference frame of the observer.
Isaac Kuo said:
There are basically two approaches you can use:
1. There is a special frame of reference. In this case, the "reactionless" drive is really pushing against an infinitely massive special frame of reference.
(ed note: which means you've just destroyed Einstein's Relativity, with all the collateral science damage that implies)
or
2. There is no special frame of reference. In this case, the only way to sort of preserve conservation of energy is to limit drive efficiency to that of a photon drive. This is not a very useful drive, though, since it has the same (low) performance as a photon drive.
(ed note: the photon drive, where one lousy Newton of thrust takes three hundred freaking megawatts!!)
Isaac Kuo
Dr. John Schilling said:
There is the complication that "energy of the thrust" is as meaningless a phrase as, e.g., "mass of the time".
Thrust is a force, not an energy. Force, multiplied by distance, gives an energy. A force of one pound, applied as an object moves over a distance of one foot, equates to (unsurprisingly) one foot-pound of energy. The same force, over a greater or lesser distance, comes to proportionately more or less energy.
In MKS, by the way, that would be one Newton of force over one meter of distance equals one Joule of energy. If we assume constant force and motion, we can extend that to one Newton of force applied constantly at a velocity of one meter per second, equals a power of one watt.
The question is, velocity relative to what?
If it is a rocket, the relevant velocity is that of the rocket's own exhaust relative to the rocket itself. For an "intertialess thruster", the answer isn't clear and the power or energy associated with a given thrust will change widely depending on what reference frame you use to measure your velocity.
Which is one facet of the reason "inertialess thrusters" seem to be physically nonsensical. However, if you really need one for some SFnal purpose, you could try either
the one universally invariant velocity in real physics. That being the velocity of light, giving you a figure of three hundred megawatts of power per Newton of thrust. A tad high for most purposes, I think, and functionally equivalent to saying your thruster is a photon drive or a (nearly-)massless-neutrino drive or a Dark Energy Rocket or whatever.
the velocity of the spacecraft relative to some absolute reference frame. Either a cosmic absolute, or a local absolute tied e.g. to the nearest massive body or bodies in whatever manner is most convenient to the story. This is functionally equivalent to the old aetheric theories, and you can mine those for ideas.
Dr. John Schilling
Why doesn't this reference frame problem occur with an ordinary rocket? Isaac explains:
Because an ordinary rocket has a "reaction". The amount of kinetic energy added to the rocket by a rocket thrust depends upon what frame of reference you look at it. Indeed, there are plenty of frames of reference where the rocket thrust subtracts kinetic energy from the rocket! So you can't meaningfully talk about THE amount of kinetic energy added to the rocket. However, you CAN meaningfully talk about how much kinetic energy the rocket adds to the system because kinetic energy is also added to (or subtracted from) the rocket exhaust. No matter what frame of reference you use, the total amount of kinetic energy in the rocket plus the exhaust is increased by the same amount.
Isaac Kuo
In an ordinary rocket, both the kinetic energy of the rocket and the kinetic energy of the exhaust will change. Different observers will disagree about the absolute change of each, but will agree about the net change in kinetic energy, and so energy conservation can be enforced.
Example: A hundred-kilogram satellite ejects one gram of nitrogen through a cold-gas thruster at a velocity, relative to the spacecraft, of one hundred meters per second.
An observer at rest relative to the initial position of the spacecraft will see it accelerate to 0.001 meters per second, increasing its kinetic energy by 0.05 millijoules. The exhaust will be observed to accelerate to 99.9995 meters per second, with resulting kinetic energy of 4.99995 Joules. The total kinetic energy increase, provided by the expanding gas, comes to 5 Joules.
An observer zipping along in the opposite direction at 1,000,000 meters per second, will see both the spacecraft and the propellant as having had an initial velocity of 1,000,000 meters per second, and an initial kinetic energy of 50,000,000,000,000 Joules and 500,000,000 Joules, respectively. The spacecraft accelerates to 1,000,000.001 meters per second, giving it a new kinetic energy of 50,000,000,100,000 Joules - a gain of 100,000 Joules. Far cry from the .05 millijoules the stationary observer had thought the spacecraft acquired.
But the moving observer will have seen the slug of exhaust gas decelerate from 1,000,000 m/s to 999,900.0005 meters per second, with a new kinetic energy of 499,900,005 Joules. That's a loss of 99,995 Joules. So the net change in energy is, spacecraft +100,000.0, exhaust -99,995.0, or plus 5.0 Joules. Both observers agree on conservation of energy. And, for that matter, momentum.
If there were only the spacecraft involved, they'd be arguing about the missing hundred kilojoules.
Dr. John Schilling
If you're talking about a "true" reactionless drive, where energy is converted directly into momentum (or angular momentum), then there are lots of complications. Consider for instance that kinetic energy goes as the square of the speed:
K = (1/2) m v^2
So the power P you need to accelerate is dK/dt:
dK/dt = (1/2) m [2 v dv/dt] = m v a
As you can see, the power is a function of not only the acceleration that you want (which seems obvious), but also the speed at which you're currently traveling. The snag there is that your current speed is frame dependent. Consider that you're already doing your job and accelerating along nicely. At that point you pass someone who is already coasting at nearly the same speed you are. He sees you using much less power! Who's right?
The solution is that you either need to play by the rules of the game and use reaction drives (even if it's just reaction momentum, like a photon drive), or posit a special frame in violation of special relativity. With the special frame, now there's a "correct" frame where all the kinetic energy calculations are "official" and everyone agrees on them.
Erik Max Francis
Reactionless Drives That Ain't
The Challenger, from Tom Swift in the Race to the Moon. The ship's propulsion is by "repellatrons", which cause the object the beam is focused on to be repelled. In this case the object is Terra. This actually is not a reactionless drive, Terra is the reaction mass.
Science Fiction author (and holder of two degrees in Physics) Thomas Mays came up with a marvelous unobtainium idea that sure acts like a reactionless drive, but it isn't. He used it in his short story "Bumped".
Ordinary matter in general and rocket reaction mass in particular transfers momentum by atoms colliding with each other. In Thomas Mays' gadget, there is still momentum transfer by collision but it is non-local. Essentially they are transferring their momentum through microscopic wormholes. So you could, say, transfer some momentum from part of Luna to your spaceship. Some of orbital momentum of Lunar crust orbiting Terra and orbiting Sol is stolen and transferred to the spacecraft, as if they had collided. Only they could be millions of kilometers apart, because wormholes.
The point being that the spacecraft does not have to carry its reaction mass. Which instantly frees the spacecraft from the Tyranny of the Rocket Equation, and gives you the benefits and problems of a reactionless drive (even though it technically is not reactionless). It still violates Burnside's Advice, though.
It is similar but not quite the same as the Challenger from Tom Swift in the Race to the Moon. It uses "repellatrons" (read "tractor beams" or "repulsors") which repel Terra thus propelling the spacecraft upwards. Basically it is using Terra as reaction mass. Another related concept is doing an end run around spacecraft mass ratio by somehow "teleporting" (read "Star Trek Transporter") the reaction mass from home base to the spacecraft's propellant tanks.
Alistair Young was inspired by Mass Effect to create something similar to Thomas May's device for his Eldraeverse: Vector Control. He got the name from A Miracle of Science.
VECTOR CONTROL
Reactionless Drive: The important thing to remember about a reactionless drive is that it’s not reactionless.
A vector control drive is a member of the entire family of vector-control technologies, and like all the other members of said family, it obeys Newton’s Third Law. Vector control used for artificial gravity transfers the reaction to the action it’s applying to the stuff between the gravity rotors to the structural framework it’s bolted to. Vector control used in tractor/pressor beams pushes the party of the first part every bit as much as it pulls the party of the second part, and on the precisely opposite vector. And a vector control drive, while it utilizes extremely fancy ontotechnological trickery to spread the reaction to the action out across all the ambient mass in appropriately vast volumes (if not the entirety of, but that’s real hard to measure) of the local universe, is absolutely no different in this respect.
What you get from a vector control drive is not needing to haul all those vast quantities of reaction mass around with you. Note: only the remass. Vector control drives still need fuel, and since there are certain inevitable inefficiencies in coupling the action to the reaction quite so indirectly, they need significantly more fuel than an equivalent reaction drive. You aren’t getting away from having those huge spherical tanks of D and He3 strapped to the back of your starship that easily.
Another thing you might get is a degree of, um, stealth, inasmuch as you don’t have the huge bright drive flare that most reaction drives tend to produce. Of course, as we all know, there ain’t no Stealth In Space, because apart from your life support’s comfortable temperature alone making you stand out like a lighthouse against the 3K sky background, you’re also running a bloody great reactor (and radiating its heat) to power your vector control drive.
In short: the existence of vector control permits you to build something damned close to a classic SFnal reactionless drive. It provides you with rather fewer reasons as to why you might want to, outside a few highly specialized edge cases.
(Side note: the mad scientists out at Resplendent Exponential Vector have also been experimenting along the lines of the Alcubierre drive to get reactionlessness and a working fittler in one package. After their prototype vaporized a fortunately-spare dwarf planet and exploded first time out, their tort insurers have been reluctant to cover further development at a price they can afford.)
Photon drives have the ultimate exhaust velocity. You can't get faster than the speed of light, if you make a rocket with an FTL exhaust the shade of Albert Einstein will rise from the grave and give you an atomic wedgie. Such high exhaust velocites make for truely awesome delta V.
Even better: since you are not expending propellant, you will never run out. So if you never run out of propellant and never run out of "fuel" it means you have something like a Bussard Ramjet on steroids. Without all the pesky fuel scooping problems.
The fly in the ointment is that you will be expending energy like crazy. You will pay in energy as if you borrowed a few gigawatts from Sparky the Loan Shark. We are talking Three! Hundred! Megawatts! for one solitary pathetic newton of thrust.
Science fiction authors, hungry for the ultimate torchship, quickly started looking for some bottomless source of torrents of energy so they can feed their thirsty photon drives. It didn't take them long to find Zero-Point energy.
The fly in that ointment is that physicists cannot figure out if the energy is at worthwhile levels and have no idea how to extract vacuum energy. Except for Dr. Robert Forward's Charged Foliated batteries, and they are more an energy storage device than an energy source. But that didn't stop the science fiction authors.
Vacuum energy was used in All the Colors of the Vacuum by Charles Sheffield, Encounter with Tiber by Buzz Aldrin John Barnes, and The Songs of Distant Earth by Sir Arthur C. Clarke.
Arguably the Grand Unified Theory (GUT) drives and GUTships in Stephen Baxter's Xeelee novels are also a species of vacuum energy power sources.
But don't forget the Jon's Law. A gamma-ray laser hooked up to a vacuum energy power source will make the Death Star's main weapon look like a damp firecracker. You'll be able to punch holes in Jupiter.
THE SONGS OF DISTANT EARTH
Of all the psychological hammer blows that the scientists of the twentieth century had to endure, perhaps the most devastating — and unexpected — was the discovery that nothing was more crowded than ‘empty’ space.
The old Aristotelian doctrine that Nature abhorred a vacuum was perfectly true. Even when every atom of seemingly solid matter was removed from a given volume, what remained was a seething inferno of energies of an intensity and scale unimaginable to the human mind. By comparison, even the most condensed form of matter — the hundred-million-tons-to-the-cubic-centimetre of a neutron star — was an impalpable ghost, a barely perceptible perturbation in the inconceivably dense, yet foamlike structure of ‘superspace.’
That there was much more to space than naive intuition suggested was first revealed by the classic work of Lamb and Rutherford in 1947. Studying the simplest of elements — the hydrogen atom — they discovered that something very odd happened when the solitary electron orbited the nucleus. Far from travelling in a smooth curve, it behaved as if being continually buffeted by incessant waves on a sub-submicroscopic scale. Hard though it was to grasp the concept, there were fluctuations in the vacuum itself.
Since the time of the Greeks, philosophers had been divided into two schools — those who believed that the operations of Nature flowed smoothly and those who argued that this was an illusion; everything really happened in discrete jumps or jerks too small to be perceptible in everyday life. The establishment of the atomic theory was a triumph for the second school of thought; and when Planck’s Quantum Theory demonstrated that even light and energy came in little packets, not continuous streams, the argument finally ended.
In the ultimate analysis, the world of Nature was granular - discontinuous. Even if, to the naked human eye, a waterfall and a shower of bricks appeared very different, they were really much the same. The tiny ‘bricks’ of H2O were too small to be visible to the unaided senses, but they could be easily discerned by the instruments of the physicists.
And now the analysis was taken one step further. What made the granularity of space so hard to envisage was not only its sub-submicroscopic scale — but its sheer violence.
No one could really imagine a millionth of a centimetre, but at least the number itself — a thousand thousands — was familiar in such human affairs as budgets and population statistics. To say that it would require a million viruses to span the distance of a centimetre did convey something to the mind.
But a million-millionth of a centimetre? That was comparable to the size of the electron, and already it was far beyond visualization. It could perhaps be grasped intellectually, but not emotionally.
And yet the scale of events in the structure of space was unbelievably smaller than this — so much so that, in comparison, an ant and an elephant were of virtually the same size. If one imagined it as a bubbling, foamlike mass (almost hopelessly misleading, yet a first approximation to the truth) then those bubbles were …
a thousandth of a millionth of a millionth of a millionth of a millionth of a millionth …
… of a centimetre across.
And now imagine them continually exploding with energies comparable to those of nuclear bombs — and then reabsorbing that energy, and spitting it out again, and so on forever and forever.
This, in a grossly simplified form, was the picture that some late twentieth-century physicists had developed of the fundamental structure of space. That its intrinsic energies might ever be tapped must, at the time, have seemed completely ridiculous.
So, a lifetime earlier, had been the idea of releasing the new-found forces of the atomic nucleus; yet that had happened in less than half a century. To harness the ‘quantum fluctuations’ that embodied the energies of space itself was a task orders of magnitude more difficult — and the prize correspondingly greater.
Among other things, it would give mankind the freedom of the universe. A spaceship could accelerate literally forever, since it would no longer need any fuel. The only practical limit to speed would, paradoxically, be that which the early aircraft had to contend with — the friction of the surrounding medium. The space between the stars contained appreciable quantities of hydrogen and other atoms, which could cause trouble long before one reached the ultimate limit set by the velocity of light.
The quantum drive might have been developed at any time after the year 2500, and the history of the human race would then have been very different. Unfortunately — as had happened many times before in the zig-zag progress of science — faulty observations and erroneous theories delayed the final breakthrough for almost a thousand years.
The feverish centuries of the Last Days produced much brilliant — though often decadent — art but little new fundamental knowledge. Moreover, by that time the long record of failure had convinced almost everyone that tapping the energies of space was like perpetual motion, impossible even in theory, let alone in practice. However — unlike perpetual motion — it had not yet been proved to be impossible, and until this was demonstrated beyond all doubt, some hope still remained.
Only a hundred and fifty years before the end, a group of physicists in the Lagrange 1 zero-gravity research satellite announced that they had at last found such a proof; there were fundamental reasons why the immense energies of superspace, though they were real enough, could never be tapped. No one was in the least interested in this tidying-up of an obscure corner of science.
A year later, there was an embarrassed cough from Lagrange 1. A slight mistake had been found in the proof. It was the sort of thing that had happened often enough in the past though never with such momentous consequences.
A minus sign had been accidentally converted into a plus.
Instantly, the whole world was changed. The road to the stars had been opened up — five minutes before midnight.
Acknowledgements
The first suggestion that vacuum energies might be used for propulsion appears to have been made by Shinichi Seike in 1969. (‘Quantum electric space vehicle’; 8th Symposium on Space Technology and Science, Tokyo.)
Ten years later, H. D. Froning of McDonnell Douglas Astronautics introduced the idea at the British Interplanetary Society’s Interstellar Studies Conference, London (September 1979) and followed it up with two papers: ‘Propulsion Requirements for a Quantum Interstellar Ramjet’ (JBIS, Vol. 33,1980) and ‘Investigation of a Quantum Ramjet for Interstellar Flight’ (AIAA Preprint 81-1534, 1981).
Ignoring the countless inventors of unspecified ‘space drives,’ the first person to use the idea in fiction appears to have been Dr Charles Sheffield, Chief Scientist of Earth Satellite Corporation; he discusses the theoretical basis of the ‘quantum drive’ (or, as he has named it, ‘vacuum energy drive’) in his novel The McAndrew Chronicles (Analog magazine 1981; Tor, 1983).
An admittedly naive calculation by Richard Feynman suggests that every cubic centimetre of vacuum contains enough energy to boil all the oceans of Earth. Another estimate by John Wheeler gives a value a mere seventy-nine orders of magnitude larger. When two of the world’s greatest physicists disagree by a little matter of seventy-nine zeros, the rest of us may be excused a certain scepticism; but it’s at least an interesting thought that the vacuum inside an ordinary light bulb contains enough energy to destroy the galaxy … and perhaps, with a little extra effort, the cosmos.
In what may hopefully be an historic paper (‘Extracting electrical energy from the vacuum by cohesion of charged foliated conductors,’ Physical Review, Vol. 30B, pp. 1700-1702, 15 August 1984) Dr Robert L. Forward of the Hughes Research Labs has shown that at least a minute fraction of this energy can be tapped. If it can be harnessed for propulsion by anyone besides science-fiction writers, the purely engineering problems of interstellar — or even intergalactic — flight would be solved.
From THE SONGS OF DISTANT EARTH by Sir Arthur C. Clarke (1985)
Granting this possibility, what does this enable a starship to do? First, we need to look at the limitations of a standard rocket.
In Newton’s Universe, energy is ‘massless’ and doesn’t add to the mass carried by a rocket. Thanks to Einstein that changes – the energy of the propellant has a mass too, as spelled out by that famous equation:
For chemical propellants the energy comes from chemical potentials and is an almost immeasurably tiny fraction of their mass-energy. Even for nuclear fuels, like uranium or hydrogen, the fraction that can be converted into energy is less than 1%. Such rockets have particle speeds that max out at less than 12% of lightspeed – 36,000 km/s in everyday units. Once we start throwing antimatter into the propellant, then the fraction converted into energy goes up, all the way to 100%.
But… that means the fraction of reaction mass, propellant, that is just inert mass must go down, reaching zero at 100% conversion of mass into energy. The ‘particle velocity’ is lightspeed and a ‘perfect’ matter-antimatter starship is pushing itself with pure ‘light’ (uber energetic gamma-rays.)
For real rockets the particle velocity is always greater than the ‘effective exhaust velocity’ – the equivalent average velocity of the exhaust that is pushing the rocket forward. If a rocket energy converts mass into 100% energy perfectly, but 99% of that energy radiates away in all directions evenly, then the effective exhaust velocity is much less than lightspeed. Most matter-antimatter rockets are almost that ineffectual, with only the charged-pion fraction of the annihilation-reaction’s products producing useful thrust, and then with an efficiency of ~80% or so. Their effective exhaust velocity drops to ~0.33 c or so.
Friedwardt Winterberg has suggested that a gamma-ray laser than be created from a matter-antimatter reaction, with an almost perfect effective exhaust velocity of lightspeed. If so we then bump up against the ultimate limit – when the energy mass is the mass doing all the pushing. Being a rocket, the burn-out speed is limited by the Tsiolkovsky Equation:
(ed note: keeping in mind that such a gamma-ray laser plugged into the infinite power of the universe if used as a weapon would make the primary weapon of the Death Star look like a flashlight)
However we have to understand, in Einstein’s Relativity, that we’re looking at the rocket’s accelerating reference frame. From the perspective of the wider Universe the rocket’s clocks are moving slower and slower as it approaches lightspeed, c. Thus, in the rocket frame, a constant acceleration is, in the Universe frame, declining as the rocket approaches c.
To convert from one frame to the other also requires a different measurement for speed. On board a rocket an integrating accelerometer adds up measured increments of acceleration per unit time and it’s perfectly fine in the rocket’s frame for such a device to meter a speed faster-than-light. However, in the Universe frame, the speed is always less than c. If we designate the ship’s self-measured speed as and the Universe measured version of the same, , then we get the following:
[Note: the exhaust velocity, , is measured the same in both frames]
and…
To give the above equations some meaning, let’s throw some numbers in. For a mass-ratio, of 10, exhaust velocity of c, the final velocities are = 2.3 c and = 0.98 c. What that means for a rocket with a constant acceleration, in its reference frame, is that it starts with a thrust 10 times higher than what it finishes with. To slow down again, the mass-ratio must be squared – thus it becomes 102=100. Clearly the numbers rapidly go up as lightspeed is approached ever closer.
A related question is how this translates into time and distances. In Newtonian mechanics constant acceleration (g) over a given displacement (motion from A to B, denoted as S) is related to the total travel time as follows, assuming no periods of coasting at a constant speed, while starting and finishing at zero velocity:
this can be solved for time quite simply as:
In the relativistic version of this equation we have to include the ‘time dimension’ of the displacement as well:
This is from the reference frame of the wider Universe. From the rocket-frame, we’ll use the convention that the total time is , and we get the following:
where arcosh(…) is the so-called inverse hyperbolic cosine.
Converting between the two differing time-frames is the Lorentz-factor or gamma, which relates the two time-flows – primed because they’re not the total trip-times used in the equation above, but the ‘instantaneous’ flow of time in the two frames – like so:
For a constant acceleration rocket, its is related to displacement by:
For very large factors, the rocket-frame total-time simplifies to:
The relationship between the Lorentz factor and distance has the interesting approximation that increases by ~1 for every light-year travelled at 1 gee. To see the answer why lies in the factors involved – gee = 9.80665 m/s2, light-year = (c) x 31,557,600 seconds (= 1 year), and c = 299,792,458 m/s. If we divide c by a year we get the ‘acceleration’ ~9.5 m/s2, which is very close to 1 gee.
This also highlights the dilemma faced by travellers wanting to decrease their apparent travel time by using relativistic time-contraction – they have to accelerate at bone-crushing gee-levels to do so. For example, if we travel to Alpha Centauri at 1 gee the apparent travel-time in the rocket-frame is 3.5 years. Increasing that acceleration to a punishing 10 gee means a travel-time of 0.75 years, or 39 weeks. Pushing to 20 gee means a 23 week trip, while 50 gee gets it down to 11 weeks. Being crushed by 50 times your own body-weight works for ants, but causes bones to break and internal organs to tear loose in humans and is generally a health-hazard. Yet theoretically much higher accelerations can be endured by equalising the body’s internal environment with an incompressible external environment. Gas is too compressible – instead the body needs to be filled with liquid at high pressure, inside and out, “stiffening” it against its own weight.
Once that biomedical wonder is achieved – and it has been for axolotls bred in centrifuges – we run up against the propulsion issue. A perfect matter-antimatter rocket might achieve a 1 gee flight to Alpha Centauri starts with a mass-ratio of 41.
How does a GUT-drive change that picture? As the energy of the propellant is no longer coming from the propellant mass itself, the propellant can provide much more “specific impulse”, , which can be greater than c. Specific Impulse is a rocketry concept – it’s the impulse (momentum x time) a unit mass of the propellant can produce. The units can be in seconds or in metres per second, depending on choice of conversion factors. For rockets carrying their own energy it’s equivalent to the effective exhaust velocity, but when the energy is piped in or ‘made fresh’ via GUT-physics, then the Specific Impulse can be significantly different. For example, if we expel the propellant carried at 0.995 c, relative to the rocket, then the Specific Impulse is ~10 c.
…where and are the propellant gamma-factor and its effective exhaust velocity respectively.
This modifies the Rocket Equation to:
Remember this is in the rocket’s frame of reference, where the speed can be measured, by internal integrating accelerometers, as greater than c. Stationary observers will see neither the rocket or its exhaust exceeding the speed of light.
To see what this means for a high-gee flight to Alpha Centauri, we need a way of converting between the displacement and the ship’s self-measured speed. We already have that in the equation:
which becomes:
As and , then we have
For the 4.37 light year trip to Alpha Centauri at 50 gee and an Isp of 10 c, then the mass-ratio is ~3. To travel the 2.5 million light years to Andromeda’s M31 Galaxy, the mass-ratio is just 42 for an Isp of 10c.
Of course the trick is creating energy via GUT physics…
Closely related to reactionless drives, but which are not, is Inertail Dampening. This is some handwavium method to accelerate a spacecraft without the injuring the crew (or crushing them into a thin layer of bloody goo on the floor).
In order to keep things logical, this section can be found here.