Respecting Science

Artwork by Sidney Harris.


Introduction

We are about to take up some of the more speculative topics, like space combat and star travel. To make things work, we will have to bend, and perhaps even break some of the theories of physics. But you have to do it responsibly, remaining true to the spirit if not the letter of the laws of science. Otherwise your SF world will degenerate into a self-contradictory mass of putrid fantasy pathetically trying to cover up with scraps of ridiculous technobabble. There is some good reading on this topic at StarDestroyer dot net. In particular beware of pseudoscience.

There are a few areas where the problem crops up again and again. They are all where the theories of science are inconveniently preventing the writer from doing something they want, and the writer is getting petulant about it.

The most common ones are:

While FTL travel is an excusable violation (you want it, the readers want it, all the other authors are doing it), the other two are more questionable.


Limiting the damage

In some cases you have no choice but to violate a theory of physics. For instance, if you are going to have FTL travel, you are going to have to violate either relativity or causality; one of them has got to go.

The important point is to keep the fracture under control. Hack writers will assume that "if we have to break a few theories of physics for FTL, why not just throw all the theories out the window?" Don't give in. Omitting physics will degrade your novel to a pathetic lack of accuracy worse than an average Space Ghost cartoon.

And try just to break one theory, not two or three.

Breaking the theory in question might make things a little too unlimited. It is often wise to create your own fake "theories" to rein things in. For instance, violating relativity in order to allow FTL travel can result in FTL travel with an infinite velocity. No transit time, click and you are instantly at Altair 6. How boring.

It would be better if you create a fake theory that restricts FTL speeds to some convenient multiple of the speed of light.

Finally, be aware that the more fundamental the theory is that you just broke, the more serious and the more numerous will be the unintended consequences.


Unintended Consequences

Things have implications. This means every time one adds a new scientific law or gizmo to their SF universe, you have to examine it to ensure that it does not introduce unintended consequences.

The classic example is the "Transporter" from Star Trek. When Gene Roddenberry was producing the original Star Trek, he did not have the special effects budget to land the Starship Enterprise on the planet du jour every episode. So he added the Transporter: a teleportation device that can send a landing party to or from a planet's surface in the twinkling of an eye. All the produces needs is a cheap optical effect, and the actors are on the planet to get the episode rolling.

But the implication is that while on the planet, the instant a hideous creature/Klingon raiding party/other threatening event pops up, that same Transporter can whisk the landing party out of danger. There goes the dramatic tension. The only band-aid the producer could put on this gaping wound was to have some sort of malfunction put the Transporter out of action every single episode. This got to be pretty hard to swallow after it had happened five episodes in a row.

Another example of unintended consequences is Jon's Law for SF authors.

There was what could have been an unintended consequence but was actually intended in Frank Herbert's "Committee of the Whole" (1965). A nasty Congressional committee orders an uppity ranch owner to testify. He does so, and on national TV describes how to construct a laser sidearm powerful enough to slice and dice an army tank out of materials easily found in one's garage. The unintended consequence is that such a weapon would allow libertarian minded people to hold off entire army battalions. As it turns out, this was precisely the reason that the ranch owner testified on national TV. He made sure by mailing a few hundred copies of the blueprints to various places.

if you broke the Second Law of Thermodynamics in order to obtain stealth in space, a major unintended consequence is that you simultaneously have allowed perpetual motion machines of the first kind, infinite free energy from nowhere, and all the secondary unintended ripple effects.

As a rule of thumb, the more fundamental the theory is that you just broke, the more serious and the more numerous will be the unintended consequences.

The Duplicators by Murray Leinster (1964). Artwork by Jack Gaughan
In this novel as well replicator technology caused the collapse of civilization.

In the sphere of economics, there is the havoc created by the unintended consequences of the Star Trek Replicator.

The producers saw one problem right off the bat, and quickly handwaved a reason which prevented using a replicator to make multiple clones of a person. But they passed over small matter of replicator technology irrevocably causing the collapse of the global economy. You would have spotted that right away, if you had read Ralph Williams's "Business as Usual, During Alterations" Murray Leinster's The Duplicators, or George O. Smith's "Pandora's Millions".

In "Pandora's Millions", the ivory tower engineers of Venus Equilateral invent a matter transmitter, and quickly figure out that the signal can be recorded. This makes it into a replicator. A businessman friend of theirs screams at them that they've just destroyed the economy of three worlds in one fell swoop.

The businessman says it is too late to suppress the invention, but if the engineers want to prevent it from being a complete and utter disaster, they had better go and invent some substance that cannot be replicated ASAP. Lacking that, there is no way to prevent either currency or cheques from being counterfeited. Counterfeits so good they cannot be distinguished from genuine money.

With a replicator, everybody can pave their driveway with gold bricks, eat caviar and filet mignon every day, and wallpaper every room in the house with Mona Lisas. Which basically means all these formerly expensive items are now worthless, that is, valueless in the sense of being free.

Of course, if your monetary units are based on gold or something physical, they are now valueless as well. As are any investments, savings, or retirement nest eggs made with such money.

Things will go downhill quite quickly, since a replicator can also produce more replicators.

Factories will close sending millions out of work. Who needs the goods manufactured by the factory when all you need is a replicator and a recording of the desired item? The stocks and bonds of the companies who own the factories will plummet in value.

About the only thing that will still have value will be services. A replicator will not help you if you need a cavity filled or an appendix removed. Some kind of barter system will replace a monetary economy. (Actually, the replicators still need electricity. In the story, to make the point, this is handwaved away by allowing the replicators to violate the law of conservation of energy and duplicate charged batteries.)

In Star Trek, I suppose the role of an un-replicatable material is filled by "gold-pressed Latinum". Left unexplained is what value was backing the poker chips used in all those poker games. I suppose they are for services. That appeared in the Firefly episode "Shindig", where the chips represented on-ship chores: garbage detail, washing dishes, septic vat, etc.


From "Pandora's Millions" by George O. Smith (1945). A disgruntled preacher confronts the businessman.

The Reverend Thomas Doylen speared Keg Johnson with a fishy glance and thundered: “A plague on both your houses!”

Johnson grinned unmercifully. “You didn’t get that one out of the Bible,” he said.

“But it is none the less true,” came the booming reply.

“So what? Mind telling me what I’m doomed to eternal damnation for?”

“Sacrilege and blasphemy,” exploded Doylen. “I came to plead with you. I wanted to bring you into the fold -- to show you the error of your sinful way. And what do I find? I find, guarding the city, a massive facade of mother-of-pearl and platinum. Solid gold bars on gates which swing wide at the approach. A bearded man in a white cloak recording those who enter. Once inside--”

“You find a broad street paved with gold. Diamonds in profusion stud the street for traction, since gold is somewhat slippery as a pavement. The sidewalks are pure silver and the street-stop lights are composed of green emeralds, red rubies, and amber amethysts. They got sort of practical at that point, Reverend. Oh, I also see that you have taken your sample.”

Doylen looked down at the brick. It was the size of a housebrick -- but of pure gold. Stamped in the top surface were the words: “99.99% pure gold. A souvenir of Fabriville.”

“What means all this?” stormed the Reverend, waving the brick.

“My very good friend, it is intended to prove only one thing. Nothing -- absolutely nothing -- is worth anything. The psychological impact of the pearly gate and the street of gold tends to strike home the fact that here in Fabriville nothing of material substance is of value. Service, which cannot be duplicated, is the medium of exchange in Fabriville -- have you anything to offer, Reverend?”

“The Lord saith: ‘Six days shalt thou labor--’ You have destroyed that law, Johnson.”

“That’s no law. That’s an admonition not to overdo your labor. He didn’t want us laboring seven days per. If He were running things under the present set-up, He’d be tickled pink to see people taking it easy five days per week, believe me.”

“Sacrilege!”

“Is it? Am I being sacrilegious to believe that He has a sense of humor and a load more common sense than you and I?”

“To speak familiarly--”

“If I’ve offended Him, let Him strike me where I stand,” smiled Keg.

“He is far too busy to hear the voice of an agnostic.”

“Then He is far too busy to have heard that I mentioned Him in familiar terms. What is your point, Reverend? What do you want?”

“A return to religion.”

“Good. Start it.”

“People will not come to church. They are too busy satiating themselves with the worldly goods and luxuries.”

“Your particular private sect, like a lot of others,” said Keg Johnson harshly, “has been catering to the wishful-thinking of the have-nots. That used to be all right, I suppose. You gave them hope that in the next life they could live in peace, quiet, and also in luxury, believe it or not. You call down the troubles of hell upon the shoulders of the ambitious, and squall that it is impossible for a rich man to get ahead in Heaven. Nuts, Reverend. You’ve been getting your flock from people who have no chance to have the pleasure of fine homes and good friends. You’ve been promising them streets of gold, pearly gates, and the sound of angelic music. Fine. Now we have a condition where people can have those worldly goods luxuries right here on earth and without waiting for death to take them there. If you want to start a return to church movement, Reverend, you might start it by making your particular outfit one of the first to eschew all this palaver about streets of gold. Start being a spiritual organization, try to uplift the poor in spirit instead of telling them that they will be blessed because of it. Don’t ever hope to keep your position by telling people that material made with a duplicator is a product of Hell, Devil & Co., because they won’t believe it in the first place and there won’t be anything manufactured by any other means in the second place.”

“And yet you have all of Mars under your thumb,” scolded the Reverend Thomas Doylen. “Of what value is it to gain the whole world and lose your soul?”

“My soul isn’t in bad shape,” responded Keg cheerfully. “I think I may have done as much toward lifting civilization out of the mire as you have.”

“Sacril--”

“Careful, Reverend. It is you that I am criticizing now, not God. Just remember this, people are not going to fall for a bit of salving talk when they want nothing. You promise them anything you like in the way of fancy embroidery, but they’ll have it at home now instead of getting it in Heaven. Give ‘em something to hope for in the way of greater intelligence, or finer personality, or better friends, and they’ll eat it up.

“As far as having all of Mars under my thumb, someone had to straighten out this mess. I gave them the only thing I had worth giving. I gave them the product of my ability to organize; to operate under any conditions; and to serve them as I can. I’m no better off than I would have been to sit at home and watch the rest run wild. They’d have done it, too, if there hadn’t been a strong hand on their shoulder. Where were you when the bottom fell out? Were you trying to help them or were you telling them that this was the result of their sinful way of life?”

The reverend flushed. “They wouldn’t listen to my pleas that they forsake this devil’s invention.”

“Naturally not. Work with this thing and you’ll come out all right. But you’ve got to revise your thinking as well as the rest of the world has had to revise theirs, or you’ll fall by the wayside. Now good day, Reverend, and I wish you luck.”


Sorry, it's just too bad about all the dead cat-girls

"So What If I Broke Twelve Laws Of Physics? It's Only Science FICTION"

This silly opinion implies that the word "fiction" nullifies the word "science." Since it is "fiction", and fiction is by definition "not true", then we can make "not true" any and all science that gets in the way, right?

Hogwash. By the same logic, the term "detective fiction" gives the author license to totally ignore standard procedures and techniques used by detectives, the term "military fiction" allows the author to totally ignore military tactics and strategy, and the term "historical fiction" allows the author to totally ignore the relevant history.

Imagine a historical fiction novel where Napoleon at Waterloo defeated the knights of the Round Table by using the Enola Gay to drop an atom bomb. It's OK because it is "fiction", right?

This non-argument is the favorite of science fiction fans who like all the zipping spaceships and ray guns but who actually know practically nothing about real science. And who cannot be bothered to go learn.

In the presence of people who are indeed scientifically literate, such fans tend to get very defensive about their lack of knowledge. The non-argument is a feeble attempt at compensating for their shortcomings by attempting to forbid the others from using their knowledge.

Slightly more difficult to deal with, but still operating under a flawed concept are those fans with little or no technical background, who think that they can take a "shortcut" to advanced scientific knowledge by skipping over the usual years of hard work in university, and simply reading some books on quantum mechanics. It doesn't work that way.


"It's Just A Theory"

This generally takes the form of "Well, Einstein's relativity is just a theory, not a fact/scientific law." However, such a statement only demonstrates that the speaker is either severely scientifically illiterate or an evil demagog trying to pull a fast one.

The colloquial meaning of the term "theory" is the opposite of "fact", it is a guess, or hunch (what a scientist would call a "hypothesis"). But in Science, the meaning of the term "theory" is totally different. Theory and fact can be the same.

So Einstein's relativity theory is "just a theory" in the same way that atomic theory is "just a theory", you shouldn't mind sitting on top of this thermonuclear warhead while I sit in a bunker a few kilometers away pushing the detonator button.

Round Earth? It's just a theory...
Using the "it's just a theory" excuse is equivalent to saying "Teach the controversy"

Ken Harding says:

A theory does not change into a scientific law with the accumulation of new or better evidence. A theory will always be a theory, a law will always be a law. A theory will never become a law, and a law never was a theory.

A scientific law is a description of an observed phenomenon. Kepler's Laws of Planetary Motion are a good example. Those laws describe the motions of planets. But they do not explain why they are that way. If all scientists ever did was to formulate scientific laws, then the universe would be very well- described, but still unexplained and very mysterious.

A theory is a scientific explanation of an observed phenomenon. Unlike laws, theories actually explain why things are the way they are. Theories are what science is for. If, then, a theory is a scientific explanation of a natural phenomena, ask yourself this: "What part of that definition excludes a theory from being a fact?" The answer is nothing! There is no reason a theory cannot be an actual fact as well.

The common misconception is that if a budding young scientific theory gets quote "proven" unquote, it graduates and becomes a scientific law. As you see above, theories and laws are two different things. Even worse, it is impossible to prove a scientific theory.


"Well, Maybe In The Future There Will Be A Scientific Breakthrough That Will Let Me Have My Way"

This argument usually takes the form of "Well, they said that man would never break the sound barrier either, but they were wrong!".

That formation of the argument is doubly suspect, since if you do the research there does not appear to be any scientist on the record who actually stated that breaking the sound barrier was impossible. For one thing, bullets were breaking the sound barrier almost since the invention of gunpowder. Heck, whips have been doing it since the invention of whips. The "crack" of a whip is actually a the tip of the whip creating a tiny sonic boom (By the late 1940s, no competent engineer or test pilot thought that there was anything mysterious {beyond the mysteries of complex aeronautical design itself} about the sound barrier) .

But the core of the argument is that maybe some future scientific breakthrough will remove all those pesky scientific theories that are keeping the author from doing what they want.

First off, from the standpoint of probability, there is at least a 50% chance that any new scientific breakthrough will actually make it harder to do what you want. There was an amusing SF story by George R. R. Martin called "FTA" where scientists discovered how to enter hyperspace. They were initially jubilant, with visions of FTL starships and Nobel prizes dancing in their heads. Their hopes were quickly dashed when they found out that the speed of light in hyperspace was slower than in our universe.

But actually it is probably a better than 50% chance that a breakthrough will make matters worse. And this will still be a problem if you try to declare by authorial fiat that the breakthrough is indeed in your favor. Let me explain.

The general rule is what physicists call the correspondence principle or the Classical limit. This states that any new theory must give the same answers as the old theory where the old theory has been confirmed by experiment. Newton's laws and Einstein's Relativity give the same answers in ordinary conditions, they only give different answers in extreme conditions such as near the speed of light, refining the accuracy of the GPS system, or calculating the orbit of Mercury (none of which Newton could confirm by experiment).

Which means if you just state that in the year 2525 Professor XYZ came up with the "Take THAT, Einstein!" theory of FTL travel, you still have a problem. You have to explain how the TTE theory allows FTL flight while still giving the same answers that relativity theory did for all those experiments it confirmed. Experiments that were accurate to quite a few decimal points.

And since your desired breakthrough is functionally equivalent to breaking a theory of physics, you also have the problem of unintended consequences.


From "Faster Than Light" by G. Harry Stine (1980).

Regardless of the fact that some of it is dogma, we do possess an exceptionally accurate and rational explanation of electromagnetic phenomena today that meets the criterion stated by Lancelot Hogben, "A scientific explanation is one that is vindicated by practice." Radio transmitters transmit, and radio receivers receive. Lasers lase. Nuclear reactors react. Semi-conductors occasionally conduct. Tunnel diodes, LED's, SQUIDS, and other electromagnetic devices based on quantum mechanics do their thing repeatedly and reliably. So we're obviously doing something right! And we don't dare throw away the theoretical base on which these gadgets do indeed work. We can and should modify the theoretical base as necessary, but we can't throw it away. Any new theories of the universe must be compatible with the old ones or at least permit logical and rational modifications in order to shoe-horn the old theories into the new ones.


Ken Burnside had this to say. The topic was postulating some scientific breakthrough rendering null and void the Second Law of Thermodynamics and thus allowing stealth spacecraft in a proposed spacecraft combat game.

What science does is take a heretofore unexplained phenomenon and tries to make it fit into the established knowledge base. There is no unexplained phenomenon that might result in violating thermodynamics - and if there WERE something that violated thermo, it would radically change the universe as we know it - for instance, stellar processes require thermodynamics, the entire model of cosmology is based off of known properties for thermodynamics. Your car runs on thermodynamic processes. And all of these things work out the same way, and derive from the same knowledge base.

If there IS a way to cheat thermodynamics, you're going to have ripple effects. The most obvious one is going to be perpetual motion machines. (Seriously - there's an entire industry of people trying to patent perpetual motion machines...)

Pirates of Ersatz by Murray Leinster (1959). Artwork by Kelly Freas

If you have a perpetual motion machine, you've just utterly changed everything in a society, in a way more fundamental than electricity. In its most mundane form, cars never need more gas. The entire energy segment of the economy gets transformed into something that's weirder than we can possibly imagine. A lot of projects that don't get done now due to energy expenditures get done because energy is now too cheap to meter.

This is why I wince at the "Thermo will get engineered away!" claims - if you've engineered thermo away, you've likely engineered most of the reasons for armed conflict at all.

Likewise, as much as we want to have it proven otherwise, there's nothing out there yet that's even implied that Einstein's general relativity has a gap in the model that can be reasonably exploited. And most of the ways you can work the equations for relativity that theoretically allow FTL also allow things like time travel, and reversing causality, and things even weirder to contemplate.

However, to make an analogy... How would you react to a game that purported to be about, say, Marines and their tactics and utilizations that insisted that the best formation for them to attack in was walking on their hands, with their rifles clenched between their knees, shoulder to shoulder, in tight formations, through beaten zones for artillery strikes and into machine gun kill zones?

Would you accept it if I told you that this was the result of a heretofore unknown doctrinal innovation made at some point 600 years in the future?

Or, would you demand to know WHAT doctrinal innovation made this the best way to conduct an assault with Marines on the ground?


Brock Greman agrees with the main thrust of Mr. Burnside's argument, but point out that one or two of the fine details are slightly off. Keep in mind that Mr. Greman does agree with the argument's conclusions. The details in question have been colored in yellow above.

I’ve bolded the particular remarks I feel contentious about. You’d just mentioned the correspondence principle, stating that any new theory would have to agree with the current theory in the classical limit. Mr. Burnside then presents his argument as if the things we take for granted would not work if a "new" thermodynamics was discovered.

I understand the argument he’s trying to make, and it’s entirely valid, but I believe the way its presented implies that these things happen "because thermodynamics is true", rather than the true situation, which is that these things do happen, so any valid theory of thermodynamics had better predict or allow that they do.

The first statement in particular seems a bit "off", because science does not try to fit the observations to the theory. It creates the theory to explain the observations.

As a burgeoning scientist myself, with four years of undergraduate study and three years of research work, as well as a deep interest in the history and practice of science, I guess I just had to be nitpicky about what seemed to me, at least, to be a slight confusion of expression here. I’m certainly not arguing against the overall message Mr. Burnside is trying to convey though.